ASIC chair Joe Longo delivers a defence against accusations that the regulator obstructed a Senate inquiry into its capacity and ability.
June 26, 2023Brijesh Goel tipped his friend about six potential mergers that Goldman Sachs was considering funding.
June 22, 2023CSRC chairman Yi Huiman said the regulator will strengthen monitoring and supervision of equities trading, including in relation to new practices such as quantitative trading.
June 12, 2023In light of the prison sentences Ishan Wahi and his brother have to serve, the SEC will not seek civil penalties apart from the disgorgement already ordered.
June 1, 2023SEBI is seeking to streamline the complaints redressal process and introduce a two-tier review system.
May 30, 2023SEBI's amendments aim to improve transparency in the capital market and ensure timely and accurate disclosure of material events or information by listed entities.
May 19, 2023The new framework would address the challenges posed by new-age technologies such as encrypted or vanishing messages.
May 19, 2023The move is part of a probe into a Korean lawmaker who was found to own crypto in amounts that are "inconsistent with his frugal image".
May 16, 2023The former Coinbase product manager was sentenced to two years in prison for feeding his brother and a friend information about upcoming crypto listings.
May 11, 2023The SEC is looking into whether executives of First Republic improperly traded on inside information before the government seized the bank and sold it to JPMorgan.
May 8, 2023