All posts tagged "Inspection"
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181EnforcementKorea FSS Seeks Prosecution of Hana Financial CEO
The regulator said it discovered illegal trading activities by CEO Lee Jin-kuk during an inspection of Hana Financial Investment last year.
February 9, 2021 -
528KoreaKorea FSS to Inspect Shinhan Governance This Month
The FSS is reportedly looking into Shinhan’s governance structure ahead of the end of its current chairman’s term in March 2020.
October 8, 2019 -
774ChinaHong Kong, China Agree to Cooperate on Audit Regulation
Hong Kong's Financial Reporting Council will be able to access audit papers located in the mainland "through an effective mechanism and clear procedures".
May 28, 2019 -
514ChinaPBOC Launches Financial Statistics Inspections at Banks, NBFIs
Six-month central bank inspections to focus on quality of financial information as part of plan to unify statistical management operational mechanisms.
May 30, 2018 -
469EnforcementHK’s Financial Reporting Council to be Given Extended Powers
Treasury for Financial Services and the Treasury says FRC to given independent oversight, inspection and disciplinary powers.
January 20, 2018
