The revised regulations aim to strengthen the supervision of information disclosure of IPO companies, the regulator said.
November 14, 2023The FSS is hiring 25 lawyers and accountants from financial firms to bolster its inspections and curb unfair practices.
October 24, 2023FSS inspections found that 1,662 securities accounts were illegally opened by 114 employees across 56 Daegu Bank branches.
October 13, 2023Market participants that engage in illicit conduct will face immediate deregistration or licence revocation for even a single offence.
October 11, 2023The firms erroneously recorded margin trading transactions. One firm also did not properly document reasons for client-directed order amendments.
August 2, 2023The RBI is asking lenders about their fraud prevention systems, customer service handles, grievance redressal cells and customer awareness campaigns.
July 22, 2023So far Indian markets have not faced disruptions. This is attributed to the concessions provided by French and German regulators.
May 3, 2023The "Virtual Asset User Protection Bill" consolidates and reconciles 19 legislative proposals introduced over the two years since May 2021.
April 28, 2023Regulated entities have one month to provide SEBI with details of the cloud services they have deployed and 12 months to ensure full compliance with the new framework.
March 9, 2023Participants should review their current practices and procedures, strengthen their controls, and take immediate actions to rectify any breaches or deficiencies.
March 7, 2023