All posts tagged "institutional investors"
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382Fintech / RegtechAIMA Publishes Institutional Investor Guide on Digital Asset Custody
The guide was produced with contributions from Anchorage Digital, Barclays Investment Bank, Capco, Coinbase, Copper, Digivault, and Fidelity Digital Assets, among others.
May 4, 2022 -
411Securities & TradingTaiwan: Foreign Brokers Cleared of Wrongdoing in Trading Probe
A probe into foreign brokerage firms was launched last month after they sold shares in TSMC while also issuing “buy” recommendations in research reports.
April 28, 2022 -
913InternationalJapan FSA Issues Guidance on Preventing Archegos-style Incidents
Firms with securities businesses are expected to draw lessons from the shortcomings observed in the Archegos incident in order to foster a sound risk culture.
April 24, 2022 -
300Asia-PacificBSEC Calls on Banks to Increase Stock Market Investments
The BSEC has also given banks a 31 March deadline to deposit unclaimed dividends in the Capital Market Stabilisation Fund, against directions from Bangladesh Bank.
March 25, 2022 -
305Securities & TradingThai SEC Revises Definitions for Institutional, HNW Investors
Institutional investors will include those with the ability to analyse and absorb risks in complex and high-risk products, such as VC and PE firms, investment analysts, and company directors.
March 17, 2022 -
411FeatureBOJ to Launch New Climate Survey in Fiscal 2022
The survey will seek responses from market participants to assess the functioning of Japanese financial markets in relation to climate change.
March 15, 2022 -
789FeatureBest Execution Requirements Come into Force in Singapore
MAS finalised the best execution requirements in September 2020, giving firms an 18-month transitional period for compliance.
March 8, 2022 -
737Hong KongHK FRC Establishes Sustainability & Climate Action Task Force
The task force will provide high level recommendations on strategic actions the FRC should consider to promote sustainability reporting in Hong Kong.
February 25, 2022 -
783FeatureDBS to Offer Retail Crypto Trading by Year End
DBS plans to make access to its institutional trading desk for digital assets more convenient and to launch retail services by year-end.
February 16, 2022 -
563Securities & Trading
Thailand SEC Approves Rules for New SME Board
The LiVE Exchange will provide a new channel for SMEs and startups to raise capital. Only qualified investors will be allowed to participate in trading.
February 15, 2022
