All posts tagged "Intermediaries"
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597Big Picture‘Substantial Changes” Needed to Fully Reap Benefits of DeFi: BIS
A new BIS bulletin highlights a growing trend in DeFi to rely on forms of centralisation, and a need for it to ultimately fall within the regulatory umbrella.
June 20, 2022 -
333Hong KongHKEX to Host Preparatory Workshops for New FINI Platform
HKEX will explain the API development requirements for the new IPO settlement platform, set to launch in June 2023.
June 17, 2022 -
380ChinaCSRC to Strengthen Integrity of Securities Issuance Practices
The guidelines aim to improve systems and mechanisms used by intermediaries to prevent dishonest practices and corruption in securities issuance activities.
June 3, 2022 -
551AML / KYCMalaysia SC Offers Guidance on Detecting Fake Investment Firms
In one case, approximately $821,000 flowed through one mule bank account controlled by scam operators within a period of six months.
June 2, 2022 -
463Feature
HKEX to Launch New IPO Settlement Platform in June 2023
HKEX will host technical workshops and demonstration sessions in the coming months, and commence FINI user registration and on-boarding in Q4 2022.
May 30, 2022 -
287ChinaChina Stock Exchanges Formally Launch ‘Innovation Bonds’
The stock exchanges have already been allowing the issuance of 'innovation bonds' on a pilot basis. The initiative has now been formally launched.
May 24, 2022 -
519FeatureTDCC to Operate Centralised Clearing Platform for Funds
Taiwan Depository Clearing Corp is will establish and operate a centralised domestic fund clearing platform.
May 18, 2022 -
771Hong KongHKEX, SFC to Open HKIDR Testing to Market on 16 May
Regulated intermediaries are asked to get ready for the testing, which is mandatory. The HKIDR is expected to be implemented in the later part of Q4 2022.
April 27, 2022 -
372SingaporeSingapore: New Guidance Issued on Enhancing Insurer Service Quality
Singapore's Insurance Culture and Conduct Steering Committee published a third paper offering guidance on improving conduct and culture in the insurance ecosystem.
April 27, 2022 -
384IndiaSEBI Issues Operational Guidelines for DLT-based Platform
The new DLT-based platform is designed to monitor security creation, covenants and asset cover of non-convertible securities.
April 25, 2022
