Advisers will have to provide customers with suitable product options from at least three different providers when recommending insurance or takaful products.
August 16, 2021The rules require credit rating agencies to strengthen their methodologies and systems, improve corporate governance, and avoid conflicts of interest.
August 8, 2021Goldman Sachs Gaohua Securities, Morgan Stanley Huaxin, and Credit Suisse Founder Securities made the list for the first time.
August 2, 2021Financial investment businesses are required to establish internal control standards to prevent information sharing of material nonpublic information between units.
May 14, 2021The new regulations take effect from 1 August 2021 and are applicable to non-bank financial institutions, overseas bank branches and holding subsidiaries.
April 20, 2021Effective from 30 June, the framework for the supervision of non-holding financial groups will help enhance the management of group-wide risks.
April 6, 2021The new rules imposing stricter requirements on leverage, cross trading, sales practices and risk management, among other areas.
March 23, 2021From 25 March, VASPs will have six months to register with KoFIU, and must start report suspicious transactions. The travel rule will apply one year later.
March 23, 2021The new rules prohibit investors from placing multiple orders for IPO subscription via multiple brokerages and improve Chinese wall regulations
March 16, 2021Non-holding financial groups deemed to have financial soundness problems will be required to draw up and submit business improvement plans.
March 9, 2021