Three firms were cut from the list of foreign fund managers eligible for policy concessions since last year. Goldman Sachs was added.
October 10, 2023The court said the SEC failed to adequately explain why it approved the listing of bitcoin futures ETPs but not Grayscale’s proposed spot bitcoin ETF.
August 31, 2023Two firms were fined a combined KRW 5.05 billion (USD 3.9 million) for naked short selling. The names of the firms were not released.
March 14, 2023The so-called "MASI" tool will assist in self-assessments against the IOSCO core principles and facilitate comparisons against more developed regulatory frameworks.
March 10, 2023Ten foreign fund managers and two investment trust companies will receive preferential treatment for one year.
October 17, 2022Asset managers in Asia could be forgiven for thinking ESG stood for Ever-Shifting Ground.
July 29, 2022The new indices - known as AXI and FXI - will serve as forward-looking credit spread add-ons for SOFR for use in lending and derivatives markets.
July 27, 2022The research project will cover the environmental implications and broader ESG considerations of digital assets and their associated services, among other themes.
March 3, 2022Under two separate initiatives, eight foreign fund managers and four investment trust companies will receive preferential treatment for one year.
October 8, 2021New analysis says majority of climate-themed investment funds are not living up to claims, calls for increased regulatory oversight.
September 2, 2021