All posts tagged "Investigation"
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189AML / KYCChina Targets Corruption with New Supervision Law
Supervisors are asked to crack down on the use of offshore companies and underground banks to transfer illegal income and property involved in duty-related crimes.
September 25, 2021 -
346AML / KYCGerman Finance, Justice Ministries Raided in Probe of FIU
The probe was launched following complaints that the FIU had not acted on millions of euros of suspect transactions between 2018 and 2020.
September 15, 2021 -
289AML / KYCPhilippine AMLC Asks Firms to Provide UBO Information in STRs
The FATF action plan requires the Philippines to enhance and streamline law enforcement agencies’ access to accurate and up to date beneficial ownership information.
September 10, 2021 -
178AML / KYCHK Customs Arrests Five for Laundering HK$170m
Hong Kong Customs for the first time detected a syndicate using cross-boundary vehicle drivers to assisting in money laundering activities.
August 31, 2021 -
117Hong KongHKMA Issues SPM on Supervision of Banks’ Insurance Business
The HKMA's enforcement standards with respect to insurance intermediary business of banks mirror those adopted by the IA.
July 2, 2021 -
204ChinaEx-Shanghai Clearing House Chief Expelled from CCP for Corruption
Xu Zhen has been expelled from the CCP for borrowing large sums of money using the SCH’s management services and accepting bribes.
June 30, 2021 -
318FeatureMAS Issues Consultation Response on Credit Reporting Regulations
Licensed credit bureaus will be required to establish a Code of Conduct and comply with requirements on technology risk management and cyber security.
June 1, 2021 -
162Asia-PacificSEC Thailand Seeks Investigative, Prosecutorial Powers
The SEC seeks powers to investigate and prosecute its own cases and speed up enforcement against capital market violations.
April 30, 2021 -
273China
Ex-Shanghai Clearing House Chief Charged With Corruption
Xu Zhen was charged with corruption and bribery for violating rules on executive pay to benefit himself and those close to him.
April 8, 2021 -
606ChinaCSRC Optimises Rules on Administrative Reconciliation
The revisions will help to ensure investors are compensated for losses in a timely manner and market order is restored as soon as possible, the CSRC says.
August 14, 2020
