Under Chinese law, all companies are required to have a CCP unit, but this has so far not been widely enforced at foreign financial firms.
July 26, 2022BNM has proposed a framework for the 2024 CRST exercise to assess the resilience of Malaysian FIs to physical and transition risks arising from various climate scenarios.
July 4, 2022Financial firms are reportedly concerned that proposed new rules on cybersecurity could make them vulnerable to hackers and present sector-wide risks.
June 6, 2022The CSRC said underwriters need to improve their IPO pricing skills. The SSE is considering using IPO performance to assess underwriting quality.
April 29, 2022SEBI's new AI-based surveillance systems have detected possible insider trades by related parties of investment bankers.
March 28, 2022Chinese authorities are considering severe penalties for Didi Chuxing, which proceeded with its New York IPO despite being asked to first submit to a cybersecurity review.
July 26, 2021The SFAT concluded that the former UBS banker cannot be held personally responsible for the failings of the China Metal Recycling transaction team.
June 7, 2021The consultation will consider enhanced disclosure requirements, a minimum market cap and a redemption option for investors.
April 7, 2021The SFC is reportedly seeking to frame a detailed code of conduct for capital raisings that will cover how investment banks calculate their fees.
November 17, 2020Direct listings allow private companies to raise money without going through the high IPO underwriting fees charged by investment banks.
September 1, 2020