The CSRC said underwriters need to improve their IPO pricing skills. The SSE is considering using IPO performance to assess underwriting quality.
April 29, 2022SEBI's new AI-based surveillance systems have detected possible insider trades by related parties of investment bankers.
March 28, 2022Chinese authorities are considering severe penalties for Didi Chuxing, which proceeded with its New York IPO despite being asked to first submit to a cybersecurity review.
July 26, 2021The SFAT concluded that the former UBS banker cannot be held personally responsible for the failings of the China Metal Recycling transaction team.
June 7, 2021The consultation will consider enhanced disclosure requirements, a minimum market cap and a redemption option for investors.
April 7, 2021The SFC is reportedly seeking to frame a detailed code of conduct for capital raisings that will cover how investment banks calculate their fees.
November 17, 2020Direct listings allow private companies to raise money without going through the high IPO underwriting fees charged by investment banks.
September 1, 2020At least two major banks are expected to be allowed to conduct investment banking business intially, rather than the full range of securities services.
June 30, 2020The SFC has issued almost HK$1bn in penalties for IPO sponsor failures over 20 years. These proceeds have gone to the government, not investors.
May 11, 2020The priorities include encouraging more medium- and long-term funds to enter the market, improving the legal system, and strengthening supervision.
September 12, 2019