All posts tagged "investment firms"
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394ChinaFinancial Firms Offered Incentives to Set Up Shop in Shenzhen
Newly registered financial enterprises that choose to be headquartered in Shenzhen will be offered a one-off incentive worth up to CNY 50 million.
April 20, 2022 -
692ESG / SustainabilityTaiwan FSC Ramps Up Efforts to Promote Green Finance
The FSC will encourage FIs to use their capital, investment and financing decision-making power to guide enterprises towards sustainable development.
April 6, 2022 -
1.3KAML / KYCUS Investors Barred from Buying Stocks Linked to Chinese Military
Index providers will likely be forced to remove companies like China Mobile and China Telecom from key benchmarks by 11 January.
November 16, 2020 -
919ESG / SustainabilityOECD, UNDP Launch Plan to Align Global Finance with SDG Goals
According to new research from Standard Chartered, SDGs are not getting the investment needed to meet the targets by 2030.
November 16, 2020 -
1.3KESG / SustainabilityEBA Consults on Integrating ESG into Risk Management, Supervision
The consultation paper focuses on counterparty risks and climate change impacts for European investment firms and credit institutions.
November 9, 2020 -
1.5KAML / KYC
EBA Calls for Harmonised AML/CFT Framework Across EU
Responding to a European Commission call for advice, the EBA says it recommends the establishment of a single rulebook to harmonise the AML/CFT framework across the EU.
September 11, 2020 -
974EuropeSFTR Reporting Regime Goes Live for Sell-Side Firms
Banks, investment firms, CSDs and CCPs started reporting securities financing transactions to approved trade repositories on Monday.
July 14, 2020 -
678Australia & NZ
ESMA Clarifies Transparency Rules, Position Limits for Non-EU Venues
ESMA has clarified its application of post-trade transparency requirements and the position limits regime to third-country trading venues.
June 4, 2020 -
949Europe
ESMA Approves Four Trade Repositories for SFTR Reporting
DTCC, UnaVista, KDPW and REGIS-TR will have their TR registrations for derivatives contracts under EMIR extended to include securities financing transactions under SFTR.
May 10, 2020 -
746Europe
ESMA Defers SFTR Start Date for Phase One Reporting Entities
ESMA now expects trade repositories, credit institutions, investment firms to be ready for SFTR reporting from 13 July, alongside CSDs and CCPs.
March 19, 2020
