All posts tagged "Investment Management"
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333ChinaCSRC Revises Rules for Managers of Publicly Offered Funds
The rules increase emphasis on ethical conduct and governance, loosen licensing restrictions, and allow public fund managers to outsource operations.
May 25, 2022 -
365ChinaCBIRC Issues Rules for Launching Private Pension Products
A new CBIRC notice is aimed at encouraging banks, wealth management firms and life insurers to develop their commercial pension business.
May 12, 2022 -
354ChinaCBIRC Revises Internal Control Rules for Wealth Management Firms
The draft rules leverage good regulatory practices from the asset management industry both domestically and overseas, the CBIRC says.
May 6, 2022 -
691ESG / SustainabilityMAS, IBF Develop Skills Framework for Sustainable Finance
Technical skills and competencies have been set out for FIs to use to upskill finance professionals and build deeper talent pools for sustainable finance.
February 10, 2022 -
679Securities / DerivativesThai SEC Allows Mutual Funds to Use Three-tiered Investment
Three-tiered investment will increase flexibility for asset management companies and enable them to manage their asset allocation more efficiently, the SEC said.
January 7, 2022 -
735Capital / LiquidityCBIRC Finalises Liquidity Management Rules for WMPs
The rules emphasise the integration of liquidity risk management throughout the entire process of wealth management business operations.
December 30, 2021 -
306EnforcementTaiwan FSC to Raise Fines for Securities Investment Trust Businesses
The maximum fine for violations by securities investment trust and securities investment consulting businesses will rise from TWD 3mn to TWD 15mn.
December 21, 2021 -
441Capital / Liquidity
CBIRC Drafts Liquidity Risk Management Rules for WMPs
Wealth management firms must continually monitor liquidity risk in wealth management products as well as the assets in which they invest.
September 16, 2021 -
437ChinaChina to Develop Qianhai, Hengqin into GBA ‘Cooperative Zones’
Qianhai in Shenzhen will be used to strengthen cooperation with Hong Kong while Hengqin in Zhuhai will serve to strengthen cooperation with Macao.
September 14, 2021 -
566ESG / SustainabilitySFC Finalises Climate Risk Requirements for Fund Managers
Fund managers have 12-15 months to comply with the requirements, which cover governance, investment management, risk management and disclosure.
August 22, 2021
