All posts tagged "Investment Management"
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267Capital RegulationCBIRC Drafts Liquidity Risk Management Rules for WMPs
Wealth management firms must continually monitor liquidity risk in wealth management products as well as the assets in which they invest.
September 16, 2021 -
214ChinaChina to Develop Qianhai, Hengqin into GBA ‘Cooperative Zones’
Qianhai in Shenzhen will be used to strengthen cooperation with Hong Kong while Hengqin in Zhuhai will serve to strengthen cooperation with Macao.
September 14, 2021 -
318Hong KongSFC Finalises Climate Risk Requirements for Fund Managers
Fund managers have 12-15 months to comply with the requirements, which cover governance, investment management, risk management and disclosure.
August 22, 2021 -
103ChinaCBIRC Orders Trust Companies to Divest Non-financial Subsidiaries
Trust companies can retain just one non-financial subsidiary whose business covers investment management or asset management. The remaining subsidiaries must be liquidated.
August 5, 2021 -
498AML / KYCUS Investment Ban on 59 Chinese Companies Takes Effect
US persons that have not yet divested their holdings in 59 companies that operate in the defence or surveillance technology sectors have until 3 June 2022 to do so.
August 4, 2021 -
131Hong KongHKMA Publishes Criteria for PE Funds Seeking Tax Concession
A fund should have operating expenditure incurred in Hong Kong for the provision of investment management services amounting to at least HK$2mn.
July 18, 2021 -
160Asia-PacificThailand: SEC Pledges Support for AIMC Sustainability Roadmap
The three-year roadmap includes an initiative to develop an 'ESG Data Framework', which will enhance the information investors can be provided on the ESG efforts of listed companies.
June 12, 2021 -
219EnforcementMAS Bans Former Representative Over Forgery Conviction
The former representative deceived online platform OANDA into crediting money into his personal trading account through forged screenshots of a bank transfer.
June 5, 2021 -
451ChinaChina to Ban Collection of ‘Irrelevant’ Personal Data By Mobile Apps
Under new guidelines, mobile apps cannot deny users access to their services if users refuse to share unnecessary personal information.
March 26, 2021 -
541InternationalGlobal ESG Investing Qualification Launched by CFA Institute
Originally created by the CFA Society of the UK, the Certificate in ESG Investing will now be made available in financial hubs globally.
March 16, 2021
