The paper from CCP Global provides information on how CCPs conduct ongoing credit monitoring to make informed risk assessments and safeguard market integrity.
October 24, 2023The alerts came soon after new rules took effect prohibiting crypto firms from advertising to UK consumers without the FCA's authorisation.
October 10, 2023Financial advisory firms and their representatives are asked to refer to the guide in their financial planning conversations with customers.
October 9, 2023Bobbob and its sole director are prohibited from providing financial services to retail clients for 12 months and paid A$53,000 in penalties.
September 29, 2023Beijing and Shanghai authorities announced measures that allow investment capital from foreign investors to freely flow in and out of China.
September 27, 2023The RBI said the revisions will enhance the quality of financial reporting, bolster the corporate bond market, and strengthen bank risk management.
September 15, 2023To date, only traditional financial intermediaries have been allowed to act as registrars under the securities regulation code.
September 14, 2023The biggest impact for banks is expected to be from the higher risk weighting applied to equity investment positions.
September 14, 2023In the countdown to the TNFD framework launch, the region’s financial sector is still a long way from including nature risk in business decisions, says Wolfram Hedrich.
September 13, 2023SEBA plans to offer brokerage, advisory and asset management services in Hong Kong, covering securities, derivatives and crypto products.
August 31, 2023