All posts tagged "Investor Protection"
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85FeatureFSC Warns Against Illegal Moves as Korea Resumes Short-Selling
Korean regulators have been working to enhance protection measures for retail investors ahead of the partial resumption of short-selling on Monday.
May 4, 2021 -
108EuropeFCA Proposes Rule Changes to Encourage SPAC Listings
The FCA proposes to exempt SPACs that identify an acquisition target from being suspended, if they have certain investor protections in place.
May 4, 2021 -
94Fintech / RegtechUS House Passes Bill to Foster Innovation in Digital Assets
The bill will require the SEC and CFTC to establish a digital asset working group to ensure collaboration between regulators and the private sector on digital assets.
April 26, 2021 -
91Big PictureIIF Calls for Stricter Disclosure, Accounting Rules in A-Share Market
Despite the attractiveness of Chinese equities, foreign ownership remains lower than in other major markets at 4.3 percent.
April 22, 2021 -
157EuropeFCA to Consult on Stronger Protections for SPAC Investors
The consultation will consider enhanced disclosure requirements, a minimum market cap and a redemption option for investors.
April 7, 2021 -
159FeatureHKEX Proposes to Streamline Listing Regime for Overseas Issuers
The proposed changes provide an easier path to a Hong Kong listing particularly for Chinese companies under pressure to delist from US exchanges.
April 3, 2021 -
271FeatureHK to Consult on SPAC Listing Framework in June – Report
The rules are expected to include conditions for sponsors or SPACs. Acquisition targets will have to meet the existing standards for IPOs.
March 30, 2021 -
170KoreaNew Rules for Private Equity Funds Take Effect in Korea
The new rules imposing stricter requirements on leverage, cross trading, sales practices and risk management, among other areas.
March 23, 2021 -
124Asia-PacificPSE Proposes Tighter Rules for Listings via Reverse Takeover
Companies will be required to conduct a public offering of at least 10 percent of their shares within one year from closing a transaction that results in a backdoor listing.
March 18, 2021 -
138ChinaCSRC Mulls Tighter Listing Rules for STAR Market Stocks
The revised rules are expected to emphasise the technology credentials and financial health of companies seeking a listing on the STAR Market.
March 16, 2021
