All posts tagged "Investor Protection"
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349ChinaNew Securities Law Set to Take Effect in China
The new law, set to take effect on Sunday, establishes the legal basis for the adoption of a registration-based IPO system across the entire A-share market.
February 28, 2020 -
543EuropeEuropean Commission Launches MiFID II Review
The introduction of a consolidated tape and enhancements to investor protection are high priority items in the review.
February 20, 2020 -
496Big PictureOECD Warns of Global Debt Pileup from Corporate Bonds
High leverage in the corporate sector make it essential to improve the ability of equity markets to strengthen corporate balance sheets and support long-term investments.
February 19, 2020 -
207IndiaSEBI Forms Municipal Bonds Development Committee
The committee will advise on regulation to develop the primary and secondary markets for municipal bonds.
February 19, 2020 -
322Fintech / RegtechSEBI Approves Live Sandbox Testing for Regulated Entities
SEBI-registered entities can test new products, services and business models on a limited set of customers, for a specified period of time, with certain regulatory relaxations.
February 18, 2020 -
422Fintech / RegtechIOSCO Offers Guidance on Regulating Crypto-asset Trading Platforms
The report provides a toolkit of possible measures for key considerations relevant to authorities for regulating crypto-asset trading platforms.
February 14, 2020 -
456EuropeESMA Consults on New Standards for Third-Country Investment Firms
The new Investment Firms Regulation (IFR) and Directive (IRD) will require third-country firms providing investment services and activities in the EU to report granular information to ESMA.
February 3, 2020 -
366Asia-PacificSEC Philippines Drafts Derivatives Investment Rules for Funds
The global exposure to financial derivatives must not exceed 20% of the qualifying fund's net assets, up from 10% previously.
January 29, 2020 -
395Fintech / RegtechS. Korea: P2P Lending Law to Take Effect in August
The FSC is seeking comment on a draft enforcement decree setting out entry requirements, operating rules and investor protection measures for the P2P lending sector.
January 29, 2020 -
334FeatureS. Korea to Implement Asia Region Funds Passport on 27 May
To register passport funds that can be offered in overseas markets, fund managers in Korea must have at least $500mn under management and meet a $1mn minimum capital requirement.
January 22, 2020
