All posts tagged "Investor Protection"
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71Securities & TradingNYSE Launches First US ETF Linked to Bitcoin with SEC Approval
The ProShares bitcoin ETF had almost $1bn in turnover on the first trading day, after receiving a green light from the SEC last week.
October 21, 2021 -
163InternationalFSB Takes Stock of Progress to Regulate ‘Global Stablecoins’
The FSB highlights concerns that new regulatory regimes for global stablecoins could give rise to regulatory arbitrage and harmful market fragmentation.
October 8, 2021 -
165ChinaPCAOB Adopts Rule on Delisting ‘Non-compliant’ Chinese Firms
The new rule could result in mass delistings of Chinese companies from the US market in 2024 unless the PCAOB is granted access to inspect Chinese audits.
September 29, 2021 -
251Hong KongHKEX Issues Consultation on Listing Regime for SPACs
A SPAC has to raise at least HKD 1 billion from its initial offering. Subscription and trading will be restricted to professional investors.
September 17, 2021 -
159KoreaFSC Korea to Raise Penalty for Violations of Five Percent Rule
The maximum fine is being raised from 1/100,000 of market cap to 1/10,000 of market cap, among other changes to the corporate disclosure rules.
September 6, 2021 -
168Hong KongHKEX, HKSTP to Collaborate on Biotech, Fintech Initiatives
HKEX will leverage expertise from Hong Kong Science and Technology Parks Corp to help it review biotech listing applications.
September 2, 2021 -
269Asia-PacificThai SEC Proposes Rules to Protect Custodied Digital Assets
The SEC has proposed new additional requirements for digital asset businesses regarding the custody of clients’ assets, both fiat money and cryptocurrency.
August 31, 2021 -
206FeatureKorean Fund Managers Allowed to Cross-List Chinese ETFs
The FSC has enacted rule changes that allow domestic asset management firms to cross-list Chinese ETFs in Korea starting Friday (27 August).
August 27, 2021 -
278AML / KYCFSC Korea Confirms Plans for Dedicated Crypto Bureau at KoFIU
24 of the 63 crypto exchanges operating in Korea have not yet applied for ISMS certification, a KoFIU registration requirement that takes months to obtain.
August 27, 2021 -
111ChinaShenzhen to Establish New Securities Arbitration Centre
The new Shenzhen Court of International Arbitration, established with the SZSE, will handle cross-border securities and capital market disputes.
August 25, 2021
