All posts tagged "Investor Protection"
-
377Fintech / RegtechS Korea Proposes New Legal Framework for P2P Sector
South Korea’s booming P2P lending market is in need of new legislation to enhance protections for investors and borrowers, says FSC chairman Choi Jongku.
February 13, 2019 -
760Asia-PacificPhilippines’ CEZA Issues New Rules for Digital Assets, Token Offerings
The new regulations cover the acquisition of crypto assets, including utility and security tokens, as well as issuer requirements relating to registration, security and investor protection.
February 8, 2019 -
512Asia-PacificAsia Region Funds Passport Goes Live
Japan, Thailand, Australia ready to receive applications from prospective ARFP funds; New Zealand, S. Korea making progress on legal and regulatory requirements.
February 4, 2019 -
346Fintech / RegtechSC Malaysia Includes Digital Assets in ‘Recognised Market’ Guidelines
Operators of electronic platforms for digital assets have until 1 March to submit an application to be formally recognised by the Securities Commission as market operators.
February 1, 2019 -
272Korea
S. Korea FSC Announces ‘Revitalisation Plan’ for KONEX Market
New rules for the KONEX are aimed at boosting liquidity and trust in the market, while also making fundraising easier for SMEs and venture companies.
January 31, 2019 -
323InternationalBIS Research Unit Offers Recommendations for Capital Market Development
The report highlights the importance of macroeconomic stability, market autonomy, strong legal frameworks and effective regulatory regimes in supporting capital market development.
January 24, 2019 -
428EuropeHong Kong, Luxembourg Sign Mutual Recognition of Funds Agreement
Eligible general equity, bond or mixed funds authorised by the SFC can seek authorisation to be marketed to retail investors in Luxembourg.
January 16, 2019 -
721Asia-PacificPhilippines SEC Extends Consultation on ICO Rules
The second round of public consultation is open until 15 January, after stakeholders asked for more time to study the draft rules.
December 31, 2018 -
643Australia & NZRegulatory Winds Reshaping Australian Retail Trading
Whether offering OTC derivatives, forex or cryptocurrency, retail trading platforms must put client interests front and centre, says OANDA’s Anthony Griffin.
November 27, 2018 -
418Market InfrastructureTrump-Proposed Shift from Quarterly Earnings Reports Will Hurt Investors
President Trump's proposal to shift earnings reporting from quarterly to just every six months will mean less transparency, which will be harmful to investors and the public.
August 20, 2018
