All posts tagged "Investor Protection"
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409ChinaGuangzhou to Pilot Regulatory Sandbox for Capital Markets
Applications from capital markets firms looking to participate in the fintech regulatory sandbox are being accepted until 15 April 2022.
March 27, 2022 -
586Crypto / Digital AssetsIOSCO Forms New Task Force Targeting DeFi Regulation
The task force, chaired by MAS assistant managing director Tuang Lee Lim, will help coordinate policy action to address the risks in DeFi.
March 26, 2022 -
583Australia & NZASIC Probes Fund Managers for Misleading Marketing
ASIC is assessing whether fund managers made false or misleading statements or engaged in misleading or deceptive conduct when marketing their funds.
March 24, 2022 -
307Securities / DerivativesSET to Step Up Measures to Address Irregular Trading
The Stock Exchange of Thailand has received SEC approval to tighten its market surveillance measures, effective from 4 April.
March 24, 2022 -
405Crypto / Digital Assets
IOSCO to Develop Regulatory Toolkit on Retail Investor Protection
IOSCO consultation asks whether certain gamification should be regulated or prohibited, and whether regulators should be monitoring crypto-asset trading by retail investors.
March 22, 2022 -
708Australia & NZAustralian Regulators Call for Action to Regulate Crypto Sector
The RBA's Philip Lowe, ASIC's Joe Longo and APRA's Wayne Byres are calling additional regulation to protect consumers from risks associated with the crypto sector.
March 18, 2022 -
329ChinaCSRC Issues Draft Rules to Enhance Civil Compensation System
The rules will enable aggrieved investors to claim compensation from amounts already paid by securities violators in fines and confiscations.
March 16, 2022 -
548Crypto / Digital AssetsS. Korea Elects Pro-Crypto President, Yoon Suk-yeol
President-elect Yoon Suk-yeol has promised to overhaul Korea's regulatory framework for cryptocurrency, and to relax crypto taxation policies.
March 16, 2022 -
598AML / KYCUS President Calls for Comprehensive Approach to Digital Assets
The US Treasury and other agencies are directed to submit a series of reports within six months recommending a policy approach for digital assets.
March 10, 2022 -
693Crypto / Digital AssetsThailand SEC Tightens Custody Rules for Digital Assets
The SEC is also proposing requirements for digital asset businesses to disclose service quality information on their websites.
March 5, 2022
