All posts tagged "IPO"
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408EnforcementICAC Charges Ex-HKEX Official for Bribery, Misconduct
A former joint-head of HKEX's IPO Vetting Team has been charged over HK$9.15mn in bribes and misconduct in public office between June 2017 and April 2019.
March 26, 2020 -
221Asia-PacificHK, Singapore, Indonesia Assessed as NSFR, LEX Compliant
Hong Kong, Singapore and Indonesia were assessed as compliant with global standards for the net stable funding ratio and large exposures framework.
March 22, 2020 -
340Fintech / RegtechFSC Korea Outlines Ten Policy Measures Targeting Innovation
The policy tasks include measures to direct capital to SMEs and innovative startups, and promote inclusive finance, fintech and open banking.
February 19, 2020 -
368Hong Kong
HKEX Names Two Global Banks in Failed IPO Application
Sponsored by Morgan Stanley and JP Morgan Securities, the listing of Chinese biotech firm Akeso was rejected due to a typo in the date in a listing application document.
January 31, 2020 -
356EnforcementSFC Lifts UBS Underwriting Suspension Two Months Early
The SFC is satisfied that UBS has adequate and effective systems, controls, policies and procedures to enable compliance with all requirements in relation to its sponsor business.
January 14, 2020 -
304EnforcementSEBI Launches Fresh Probe into NSE for Data Leak
The alleged leaks are said to have involved documents related to NSE policy decisions, internal studies and board meeting minutes.
January 14, 2020 -
433Hong Kong
HKEX to Shorten IPO Settlement to Single Day
HKEX hopes to shorten Hong Kong's five-day IPO settlement process to just one day by end-2020.
December 25, 2019 -
576China
UBS Becomes First Foreign Firm to Sponsor STAR Market IPO
China-based UBS Securities, now majority-controlled by UBS Group AG, was the sole underwriter for the IPO, which is also now the first STAR Market stock dually-listed in Hong Kong.
October 31, 2019 -
598ChinaSZSE ChiNext Board to Adopt Registration Based IPO System
Shenzhen’s ChiNext board has begun work to prepare for adoption of a registration-based IPO system, currently in use at Shanghai’s new tech board.
August 22, 2019 -
761ChinaChina Kicks Off Trading in New SSE STAR Market
The first batch of 25 stocks raised over $5.4bn and ended the day higher by an average of 140% from their IPO prices, with some rising as much as 520% during the session.
July 23, 2019
