All posts tagged "IPO"
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464Hong KongSFC Asks HKEX to Raise Guard Against Conflicts of Interest
The SFC says Listing Department personnel should not attend business meetings with prospective listing applicants, and HKEX should further reinforce ‘Chinese Walls’.
July 4, 2020 -
559Asia-PacificSri Lanka Bourse to Introduce Easier Listing Rules from 15 July
Requirements on capital, profitability and net assets have been relaxed to pave the way for new listings from start-ups and tech firms.
July 4, 2020 -
315ChinaSSE Revamps Index Methodology to Better Reflect Market Performance
Index stocks with risk warnings will be removed, CDRs and STAR Market stocks will be included, and the timeframe for including newly-listed stocks will be extended.
June 22, 2020 -
313IndiaSEBI Relaxes Norms to Fast-track Further Public Offers
FPOs will still be allowed to proceed if show cause notices or prosecution proceedings are still ongoing, or it securities law violations have been recently settled.
June 11, 2020 -
1.3KChinaUS Scrutiny of Chinese Firms a Boon for Hong Kong IPO Market
Nasdaq-listed Chinese companies Netease and JD.com are planning to launch secondary listings in Hong Kong, amid concerns that their US listings could be at risk.
June 3, 2020 -
275Securities & TradingTaiwan Considers Establishing New Market for SMEs
Only professional investors would be allowed to buy or sell shares on the new platform, which would be independent of Taiwan's other fundraising markets.
May 25, 2020 -
146ChinaNew US Law Could Force Chinese Companies to De-list
New legislation passed in the US Senate will require companies to submit to an audit that can be reviewed by the PCAOB, and de-list firms that at noncompliant for three years.
May 22, 2020 -
537ChinaNew Listing Rules at Nasdaq to Impede Chinese IPOs – Reports
Nasdaq will put a minimum $25mn value on the size of IPOs, making it harder for some Chinese firms to pursue a listing. A delisting notice has been filed against Luckin Coffee.
May 20, 2020 -
517EnforcementHong Kong: Investors Seek Compensation for Failed IPOs – Report
The SFC has issued almost HK$1bn in penalties for IPO sponsor failures over 20 years. These proceeds have gone to the government, not investors.
May 11, 2020 -
441FeatureCharles Li to Step Down as HKEX Chief Executive Next Year
Charles Li has been chief executive for over 10 years, and is credited with the launch of Stock Connect, Bond Connect, HKEX's new listing regime and its dual class share system.
May 8, 2020
