All posts tagged "IPO"
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427ChinaSSE Approves First Three Companies to List on New Tech Board
The three companies are among 117 that have so far applied for a listing. The three will now have to file listing registrations with the CSRC.
June 6, 2019 -
462Asia-PacificPhilippine Bourse Rolls Out Online IPO Subscription Platform
The new platform allows local small investors to subscribe to IPOs online. Previously, they had to file IPO subscription forms at designated mall kiosks.
June 5, 2019 -
357MalaysiaBursa Malaysia Central Depository to Expand Electronic Services
Bursa Malaysia is proposing rule amendments to facilitate the introduction of new CDS eServices via 'Bursa Anywhere' - a new electronic platform.
June 3, 2019 -
366Asia-PacificThailand Looks to Ease Listing Rules for SMEs
Revising the listing rules will be a key agenda item at a 1 June meeting between the SEC and SET, as the current rules may be too restrictive for SMEs.
May 30, 2019 -
400EnforcementSFC Fines China Merchants Securities for IPO Sponsor Failures
China Merchants Securities was a joint sponsor with UBS – fined in March – for the 2009 IPO of China Metal Recycling, which was found to have fabricated financial information.
May 28, 2019 -
454ChinaCICC Bankers Reprimanded for Altering IPO Documents
Two CICC bankers have been named and shamed for altering the IPO application documents of a company seeking a listing on Shanghai's new tech board.
May 24, 2019 -
792EnforcementEx-JP Morgan Managing Director Charged with Bribery
A former JP Morgan Securities managing director offered to employ the son of a potential client as a reward for "showing favour" in hiring the bank for IPO sponsor work.
May 20, 2019 -
409EnforcementUPDATED – NSE Ordered to Pay Disgorgement in Co-Location Case
NSE will also be prohibited from issuing an IPO and launching new derivatives products for six months. Two former managing directors also found to be guilty.
May 1, 2019 -
600China
Seven Funds Get CSRC Approval for Shanghai Sci-Tech Board
The first seven funds have been approved by the CSRC to invest in stocks on Shanghai’s new science and technology innovation board.
April 23, 2019 -
363AML / KYCIndonesia Simplifies Stock Account Opening Process
A new simplification programme for opening stock accounts in Indonesia should cut processing times to as little as 30 minutes, from about two weeks previously.
April 1, 2019
