All posts tagged "IPO"
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255EnforcementSFC Lifts UBS Underwriting Suspension Two Months Early
The SFC is satisfied that UBS has adequate and effective systems, controls, policies and procedures to enable compliance with all requirements in relation to its sponsor business.
January 14, 2020 -
225EnforcementSEBI Launches Fresh Probe into NSE for Data Leak
The alleged leaks are said to have involved documents related to NSE policy decisions, internal studies and board meeting minutes.
January 14, 2020 -
338Hong KongHKEX to Shorten IPO Settlement to Single Day
HKEX hopes to shorten Hong Kong's five-day IPO settlement process to just one day by end-2020.
December 25, 2019 -
521China
UBS Becomes First Foreign Firm to Sponsor STAR Market IPO
China-based UBS Securities, now majority-controlled by UBS Group AG, was the sole underwriter for the IPO, which is also now the first STAR Market stock dually-listed in Hong Kong.
October 31, 2019 -
529ChinaSZSE ChiNext Board to Adopt Registration Based IPO System
Shenzhen’s ChiNext board has begun work to prepare for adoption of a registration-based IPO system, currently in use at Shanghai’s new tech board.
August 22, 2019 -
715ChinaChina Kicks Off Trading in New SSE STAR Market
The first batch of 25 stocks raised over $5.4bn and ended the day higher by an average of 140% from their IPO prices, with some rising as much as 520% during the session.
July 23, 2019 -
620ChinaSSE Approves First Three Companies to List on New Tech Board
The three companies are among 117 that have so far applied for a listing. The three will now have to file listing registrations with the CSRC.
June 6, 2019 -
609Asia-PacificPhilippine Bourse Rolls Out Online IPO Subscription Platform
The new platform allows local small investors to subscribe to IPOs online. Previously, they had to file IPO subscription forms at designated mall kiosks.
June 5, 2019 -
553MalaysiaBursa Malaysia Central Depository to Expand Electronic Services
Bursa Malaysia is proposing rule amendments to facilitate the introduction of new CDS eServices via 'Bursa Anywhere' - a new electronic platform.
June 3, 2019 -
1.2KAsia-PacificThailand Looks to Ease Listing Rules for SMEs
Revising the listing rules will be a key agenda item at a 1 June meeting between the SEC and SET, as the current rules may be too restrictive for SMEs.
May 30, 2019
