Blurring the regulatory distinction between banking and financial technology creates both opportunity and pitfalls.
April 23, 2018Thematic review details deficiencies in standards of conduct, due diligence practices and internal systems and controls.
March 27, 2018HKEX needs to develop regulations and boards to accommodate the entire chain of technology from start-ups to unicorns.
August 28, 2017China has blacklisted nine funds connected to HSBC for alleged “misbehaviour” in the financial markets, specifically pertaining to IPO’s.
August 7, 2017AML project expected to be implemented bank-wide early next year.
November 14, 2016Exchange faces critical decisions on regulatory development as it chases all important technology listings.
November 7, 2016Chinese regulators intends to take steps to reform its stock markets’ IPO registration system.
March 15, 2016Chinese regulators are conflicted between enforcing conduct and controlling market forces.
February 22, 2016The Securities and Exchange Board of India is proposing to ease rules for initial public offerings by startups, in order to prevent them from listing on exchanges abroad and allow local investors to profit from India’s e-commerce boom.
June 26, 2015The China Securities Regulatory Commission (CSRC) said it will review and approve two batches of initial share sale listing applications each month, up from one previously, increasing the pace of new listing in the country.
April 24, 2015