All posts tagged "IPO"
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327ChinaCSRC Mulls Tighter Listing Rules for STAR Market Stocks
The revised rules are expected to emphasise the technology credentials and financial health of companies seeking a listing on the STAR Market.
March 16, 2021 -
227EnforcementSingapore Court Jails, Fines Ex-Director for False Trading
The former director of investment and corporate advisory firm WLA Regnum was jailed and fined for false trading and deceiving UOB Kay Hian.
March 15, 2021 -
173ChinaSZSE Launches Technical Systems for Publicly Offered REITs
A review system, information disclosure website and offline offering system went live on 1 March, completing the SZSE's technical preparatory work for a national REITs pilot programme.
March 2, 2021 -
337EnforcementHKEX Probes for Rule Violations by Retail IPO Investors
Brokers involved in the New Horizon Health IPO have been asked to provide information on the retail investors who were allotted stocks.
February 23, 2021 -
278FeatureSGX May Introduce SPACs This Year, Subject to Market Support
SGX chief Loh Boon Chye says SPACs could facilitate access to capital while minimising market risk exposure by providing another avenue for investment.
February 19, 2021 -
526AML / KYCAnt Group Undeclared Beneficial Owners Caused IPO Suspension
The Wall Street Journal says Ant Group’s IPO was suspended last year due to its complex ownership structure and an unease over the likely beneficiaries of the listing.
February 18, 2021 -
304AML / KYC
CSRC Targets ‘Shadow Shareholders’ in New Guidelines
A 36 month lock up period is being introduced for investors who purchase shares in companies within 12 months before their IPO applications.
February 12, 2021 -
361FeatureSFC Sets Out Conduct Standards Expected in Capital Raisings
The proposals establish the standards of conduct expected of intermediaries participating in bookbuilding, pricing, allocation and placing activities.
February 9, 2021 -
383Capital Regulation
UPDATED – Chinese Regulators Agree on Ant Group Restructuring Plan
Under the plan, Ant Group will fold all of its businesses into a financial holding company that will be subject to PBOC oversight and capital requirements.
February 4, 2021 -
318EnforcementHK Court Finds JP Morgan Banker Not Guilty of Bribery
The prosecution had accused the banker of employing the son of a client as a bribe to win IPO business for JP Morgan.
February 2, 2021
