All posts tagged "IPO"
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264EnforcementAppeals Tribunal Affirms SFC Punishment of Yi Shun Da Capital
The Appeals Tribunal upheld the SFC’s decision to punish Yi Shun Da Capital over sponsor failures but reduced the penalty amount.
October 22, 2021 -
235IndiaSEBI Proposes Adjustments to IPO Book Building Framework
SEBI says some issuers have been setting "extremely narrow" price bands to camouflage fixed price issues as book built issues.
October 7, 2021 -
254Asia-PacificThai SEC Eases Red Taps for Foreign Issuers Seeking IPO
The change will reduce the burden of raising funds for foreign companies and help boost the competitiveness of Thai capital markets, the SEC said.
September 13, 2021 -
283ChinaCSRC Issues Draft Rules for Beijing Stock Exchange
SMEs trading on the NEEQ for at least 12 months will qualify to list on the Beijing Stock Exchange, which will adopt the registration-based IPO system.
September 7, 2021 -
308EnforcementMAS Bans Ex-UOBKH Employees for Making False Statements
The individuals provided false information to MAS when it was checking whether background checks were included in due diligence for the IPO of a Catalist listed company.
September 3, 2021 -
252ChinaSAC Punishes 19 Institutional Investors Over IPO Pricing Violations
The Securities Association of China and Shanghai Stock Exchange found violations of price-setting rules and procedures for STAR Market IPOs.
August 17, 2021 -
428MalaysiaBursa Malaysia to Enhance Framework for Main Market Advisers
The amendments will make available a wider pool of qualified corporate finance advisers to act as a Recognised Principal Adviser on the Main Market.
August 12, 2021 -
1.1KAsia-Pacific
Thailand’s Proposed SME Board Falls Short of Market Needs
The SEC's proposed SME board is unlikely to facilitate access to capital for startups that are most in need of funding, says Pongnut Thanaboonchai.
August 9, 2021 -
354ChinaUS SEC to Require New Disclosures from Chinese Issuers
Chinese issuers with VIE structures will have to "prominently and clearly" disclose that they face uncertainty about future actions by the Chinese government.
July 31, 2021 -
167ChinaChinese Firms Redirect IPOs From New York to Hong Kong
Chinese authorities are considering severe penalties for Didi Chuxing, which proceeded with its New York IPO despite being asked to first submit to a cybersecurity review.
July 26, 2021
