All posts tagged "James Shipton"
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365Australia & NZASIC Shifts Focus to Ensure Market Integrity, Protect Consumers
Covid-19 has raised the risk of significant consumer harm and serious breaches of financial services laws, says ASIC chair James Shipton.
April 14, 2020 -
316Australia & NZASIC, APRA Ink Updated MoU to Enhance Collaboration
The updated MoU was a royal commission recommendation to enable more proactive engagement between the two regulators.
December 2, 2019 -
408Australia & NZ
ASIC, ESMA Sign MOU to Cooperate on Benchmarks
The MoU sets out cooperation arrangements to complement the EU’s July equivalence decision, as well as to ensure effective information exchange and supervisory coordination.
October 22, 2019 -
470Australia & NZ
ASIC Review Finds Non-financial Risk Oversight Lacking
ASIC says the boards of listed companies need to review their governance practices and accountability structures to ensure effective management of non-financial risks.
October 2, 2019 -
521Australia & NZ
ASIC Issues Second Update on Response to Royal Commission
Of 105 investigations and court actions underway against financial institutions at the end of July, 86 related to the big four banks and AMP.
September 13, 2019 -
723Australia & NZ
ASIC Focuses on Misconduct in Four-Year Corporate Plan
ASIC will expand its use of behavioural sciences, data and technology and position itself as a more strategic and agile regulator.
August 29, 2019 -
564Australia & NZ
ASIC to Hold Public Hearings on Responsible Lending
The public hearings will provide a "robust and transparent way" to air issues and views raised in written submissions responding to ASIC's February consultation on responsible lending.
July 2, 2019 -
2.6KAustralia & NZAustralia: Banking Misconduct Drives Search for RegTech Remedies
Australia may emerge as a world-leader in RegTech adoption as a remedy to banking culture and misconduct issues, say Jeff Kupfer and Stephen Scott at Starling Trust.
May 8, 2019 -
645Australia & NZ
ASIC, APRA Granted New Intervention Powers
ASIC can intervene where financial and credit products put consumers at risk; APRA can intervene to prevent harm to superannuation members.
April 5, 2019 -
1.3K1Australia & NZRoyal Commission Final Report Packs a Powerful Punch
The Final Report on Australia's Royal Commission packs a swift and powerful punch which may well be felt for some time, says public policy specialist Matthew Chan.
February 5, 2019
