All posts tagged "JP Morgan"
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578AML / KYCJP Morgan Becomes Global LEI System’s First Validation Agent
JP Morgan issued the first LEI under the new Validation Agent model with LEI issuer, Business Entity Data, a wholly-owned subsidiary of DTCC.
November 19, 2020 -
838Capital RegulationFSB Publishes 2020 List of Global Systemically Important Banks
JP Morgan and China Construction Bank were raised to a higher bucket; Goldman Sachs and Wells Fargo were moved to a lower bucket.
November 12, 2020 -
1.5KMarket InfrastructureTaiwan FSC Selects Nine Foreign Fund Managers to Receive Incentives
AllianceBernstein, Allianz, Schroders, Invesco, JP Morgan, Fidelity, Nomura, NN Investment Partners and Franklin Templeton were selected.
October 7, 2020 -
1.3KFintech / RegtechSWIFT, Singapore IMDA Join Forces to Digitalise Trade Documents
The collaboration will pave the way for the seamless exchange of electronic trade documents around the world, shorter trade processing times, and opportunities for innovation.
October 6, 2020 -
673Enforcement
US Authorities Settle JP Morgan Spoofing Charges for $920m
The settlement will fully resolve investigations carried out by the DOJ, CFTC and SEC into trades made over nearly ten years.
October 1, 2020 -
679ChinaFTSE Russell to Include Chinese Govt Bonds in Global Index
FTSE Russell cites significant market infrastructure improvements to expand access to international investors, improve liquidity, and develop settlement and custody processes.
September 28, 2020 -
443AML / KYCFinCEN Files Reveal AML Failures at Global Banks
The trove of documents shows that the banks allowed $2tr to flow through the financial system despite having flagged the transactions as suspicious.
September 22, 2020 -
843ChinaCSRC Publishes Classification Results for Securities Firms
The classification reflects securities firms' governance structures, risk management capabilities, continuous compliance status, and business development status.
August 28, 2020 -
1.0KChinaChina to Deepen Financial Sector Opening-up Despite Worsening US Ties
PBOC governor Yi Gang says China will continue to open up its financial sector in line with the phase one trade deal signed with the US in January.
August 12, 2020 -
685AML / KYCChina Imposes Retaliatory Sanctions Against US Officials
The US President said that a phase two trade deal with China isn’t under consideration, though China has continued to meet its commitments under the phase one deal signed in January.
July 14, 2020
