All posts tagged "JP Morgan"
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173ChinaGoldman Files Application to Control China Securities JV
Goldman is seeking to bring its China business in line with its operations in other parts of the world – as its local partner folds its operations into the joint venture.
August 22, 2019 -
371ChinaMorgan Stanley, JP Morgan Take Control of China JVs
Morgan Stanley has become the latest foreign firm to control a securities JV in China, while JP Morgan becomes the first foreign firm to own a majority stake in an asset management JV.
August 6, 2019 -
536EnforcementFive Major Banks Face UK Class Action in FX Rigging Case
The class action, estimated to be worth more than $1.2bn for trades executed in the UK, follows a similar-size fine levied against the banks by the European Commission in May.
July 31, 2019 -
812ChinaUPDATED – Shanghai-London Connect to Start Trading 17 June
GDRs issued by Huatai Securities will be admitted to the Shanghai-London Stock Connect segment of the LSE on 20 June, when trading will commence.
June 13, 2019 -
958Enforcement
Ex-JP Morgan Managing Director Charged with Bribery
A former JP Morgan Securities managing director offered to employ the son of a potential client as a reward for "showing favour" in hiring the bank for IPO sponsor work.
May 20, 2019 -
1.1KEnforcementEuropean Commission Fines Five Banks Involved in FX Trading Cartel
Individual traders at Citigroup, Barclays, RBS, JP Morgan and MUFG exchanged sensitive information and coordinated spot FX trading strategies through online chatrooms.
May 20, 2019 -
537Capital RegulationChina’s New P2P Rules Could Shut Out 90pc of Platforms
Only 100 P2P lending platforms are expected to qualify for new licences under the new registration system set to be introduced later this year.
April 18, 2019 -
1.6KChina
China Approves JP Morgan, Nomura Securities Joint Ventures
JP Morgan and Nomura have been given regulatory approval to set up new majority owned securities joint ventures in China.
April 1, 2019 -
800ChinaChina Regulators Share Common Message of Opening Up
Regulators at the three-day China Development Forum in Beijing had a common message for the market – that China plans to ramp up efforts to open up the financial sector this year.
March 27, 2019 -
866InternationalLeading Dealers Adopt DTCC-Euroclear Collateral Management Utility
The Margin Transit Utility provides straight-through-processing and centralised communications and settlement instructions for collateral transfer.
March 27, 2019
