All posts tagged "JPMorgan Chase"
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283EnforcementUS Court Dismisses Collusion Case Against 10 Global Banks
The judge dismissed a case against 10 banks alleging manipulation of the US Treasuries market due to a lack of evidence of a conspiracy.
April 8, 2021 -
418EnforcementForeign Banks Penalised in Taiwan for Facilitating FX Speculation
Deutsche Bank is permanently banned from trading TWD deliverable and non-deliverable forwards. ING, ANZ and Citi received lesser punishments.
February 9, 2021 -
463EnforcementTaiwan to Impose Tighter FX Rules to Curb Currency Speculation
The move follows a probe into dubious currency practices at eight major grain merchants in Asia, facilitated by six foreign banks.
February 5, 2021 -
772Hong KongHKMA May Replace State Street as Manager of Tracker Fund
State Street will no longer be able to buy shares in companies sanctioned by the US, including China Mobile and China Unicom.
January 13, 2021 -
525FeatureUS Banks to Delist Hong Kong Listed Structured Products
The move is said to be a direct result of a prohibition on US persons from purchasing shares in companies identified to be linked to the Chinese military.
January 11, 2021 -
767EnforcementUS OCC Fines JPMorgan for Weak Controls Over Fiduciary Activities
The deficiencies identified by the OCC constituted unsafe or unsound practices that were part of "a pattern of misconduct", says the consent order.
November 29, 2020 -
730ChinaStanChart Seeks Regulatory Approval for China Securities Unit
The CSRC has accepted an application from Standard Chartered Hong Kong to set up a securities firm in the mainland.
October 13, 2020 -
816Market InfrastructureMEMX Sets Launch Date for New Equities Exchange
Platform testing will begin on 29 June, followed by member certification and user acceptance tests, ahead of a 4 September launch date.
June 2, 2020 -
762Securities & Trading
US SEC Green-lights Launch of New Stock Exchange, MEMX
Backed by some of Wall Street's largest financial institutions, MEMX says it will offer a less expensive exchange model; fewer, less complex order types; and a basic market data feed.
May 7, 2020 -
911ChinaChina’s Securities Firms Under Pressure to Consolidate
M&A activity between domestic brokerages is set to increase, says S&P Global. Consolidation may help local players better compete against foreign entrants.
January 2, 2019
