All posts tagged "Korea Investment & Securities"
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432FeatureKorea to Introduce Fractional Trading of Foreign, Domestic Stocks
Fractional trading is expected to become available within this year for foreign stocks, and in Q3 2022 for domestic stocks, the FSC said.
September 14, 2021 -
518EnforcementKorea FSS to Impose Penalties on 9 Market Makers
Three foreign firms and six local firms are accused of disturbing market order through their negative influence on stock prices.
September 9, 2021 -
268KoreaKorean FIs Suspend Loans to Curb Rising Household Debt
Brokerages and banks are starting to suspend new lending for stock and housing investments to rein in household debt.
August 26, 2021 -
249EnforcementKorea FSC Extends Optimus Suspension for Six More Months
A new fund management company is being set up to take over and manage funds previously operated by Optimus Asset Management.
June 29, 2021 -
193EnforcementKorea FSS Orders IBK to Compensate Investors Over Mis-sold Funds
The FSS said IBK failed to adequately inform customers of potential high risks and lacked internal controls to monitor the selling process.
May 27, 2021 -
275KoreaKorea Brokers Join Emissions Trading Scheme as Market Makers
Participation by the brokerage firms as market makers will help reduce bid-ask spreads and keep Korea's emissions trading market liquid.
May 25, 2021 -
373Enforcement
NH Investment Asked to Fully Compensate Optimus Investors
An FSS arbitration panel has advised NH Investment to pay full compensation to two investors for failing to properly explain the risks of Optimus funds.
April 9, 2021 -
2.0KEnforcementKorean Prosecutors Raid Brokerage Firms Over Lime Asset Mis-selling
Investigators from Seoul’s prosecution office raided the headquarters of Shinhan Investment Corp, Korea Investment & Securities, and KB Securities last week.
November 3, 2020 -
642Feature
Korea Considers Capping Margin Lending, Underwriting Fees
Interest rates on margin accounts vary between 4.5% and 9%; underwriting fees vary between 1% and 6% of the total value of the shares.
September 29, 2020 -
629Feature
FSS Korea Finds Mismanaged Liquidity at More Private Equity Funds
The FSS has identified at least four firms whose funds face potential liquidity crisis risks, similar to Lime Asset Management, which has so far frozen 1.7tr won in assets.
February 4, 2020
