Regulation Asia held its third annual Awards ceremony on 15 December 2020 to recognise those in the industry that have helped address changing regulatory requirements in Asia Pacific over the past year.
December 16, 2020The Better Practice Guide was developed by industry practitioners with APRA and ASIC serving as vocal observers and EY and KPMG providing secretariat support.
November 29, 2020The grant provides funding support for smaller FIs to adopt regulatory reporting solutions from pre-approved providers - AxiomSL, KPMG Services and Wolters Kluwer.
November 10, 2020This is the first time the FMA has used its power to appoint a temporary manager, after the previous manager was removed over governance issues.
November 7, 2020The HKMA wants to see banks embracing and trialling new technologies and proofs of concept, and ultimately adopting more Regtech solutions, said central banker Arthur Yuen.
November 3, 2020The probe relates to almost A$200,000 in payments that were made on behalf of Chairman James Shipton and to Deputy Chair Daniel Crennan that may have exceeded official limits.
October 27, 2020The former banker received about $5mn in fund management fees in an entity he beneficially owned, at the expense of and without the knowledge of BSI Bank.
October 23, 2020The Bribery Prevention Network aims to support Australian businesses in addressing bribery and corruption risks in domestic and international markets.
October 23, 2020The metrics were developed with Deloitte, EY, KPMG and PwC in an open consultation process with corporates, investors, standard-setters, NGOs and international organisations.
September 24, 2020Wirecard will be a compliance and audit training reference point for years to come, says compliance expert Oonagh van den Berg, recounting the warning signs in the years-long lead up to its collapse.
September 18, 2020