All posts tagged "KRX"
-
260KoreaKRX to Simplify KOSDAQ Listing Requirements Next Year
Korea Exchange plans to reform the listing requirements of the KOSDAQ market by shifting the focus to the future growth potential of companies.
December 12, 2019 -
415Fintech / Regtech
KRX to Tighten Rules on Algorithmic and AI-based Trading
Algorithmic trading is not illegal in Korea, but authorities have long been concerned that the practice may cause market confusion and disadvantage retail investors.
December 11, 2019 -
323Korea
KRX Introduces Measures to Stimulate Repo Markets
Korea Exchange has expanded the scope of investors permitted to participate in its repo market to include pension funds, insurance companies and collective investment vehicles.
December 3, 2019 -
216IndiaSEBI Lists Permissible Jurisdictions for Depository Receipts Issuance
Indian companies will be allowed to issue depository receipts on exchanges in the US, Japan, Korea, the UK, France, Germany, Canada, and India’s own international financial centre known as Gift City.
December 2, 2019 -
524KoreaKorea FSC Offers New Channels for Venture Capital Investment
Securities, asset management and venture capital firms can obtain a license to operate a fund which raises capital from investors to list on the KRX and invests in unlisted companies.
October 1, 2019 -
364Korea
KRX to Enable Local Access to Foreign ETF Trading
Access will be enabled through an ‘ETF of ETF’ structure, under which locally tradeable ETFs will invest in individual foreign ETFs.
September 25, 2019 -
369Korea
KRX Introduces Paperless Securities System
Starting 16 September, all listed stocks and bonds must be issued and registered electronically, and no longer exist in paper form.
September 16, 2019 -
479Fintech / Regtech
Koscom to Develop New Platform for Trading Unlisted Securities
The project, approved under the FSC's sandbox programme, will also involve KEB Hana Bank, Hana Financial Investment and Amicus Lex, among others.
August 14, 2019 -
997Enforcement
KRX Fines Merrill Lynch for High-Frequency Trading Activities
KRX found that over an eight-month period, Merrill Lynch's Seoul branch engaged in 6,220 high-frequency trades on behalf of a foreign hedge fund.
July 17, 2019 -
730Enforcement
Korea Exchange Fined for Making False Statement to CFTC
The CFTC found that KRX failed to disclose that it was not in compliance with a requirement to use daily stress tests to evaluate the sufficiency of its financial resources.
July 15, 2019
