All posts tagged "Lee Boon Ngiap"
-
484EnforcementMAS Imposes Multi-Year Bans for ‘Dishonest Conduct’
Two former representatives of Jefferies Singapore colluded to trade against their firm using privileged information, representing 'deceptive conduct' which contravenes the SFA.
May 10, 2019 -
798EnforcementMAS Bans Former HSBC, UOB Employees for ‘Egregious’ Misconduct
Three individuals have received lengthy bans, in addition to jail terms, for "criminal conduct at the expense of their customers".
April 11, 2019 -
1.1KFeatureMAS, CFTC Agree to Mutually Recognise Derivatives Venues
The agreement enables US and Singapore OTC derivatives participants to trade with one another on the same platforms, allowing for more efficient risk management.
March 14, 2019
