All posts tagged "LEI"
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85AML / KYCThailand to Require UBO Transparency in Bond Markets
Non-residents who invest in debt securities in Thailand are required to open Segregated Securities Accounts with custodians at the UBO level.
April 14, 2021 -
298Big PictureDTCC Proposes Plan to Harmonise Global Trade Reporting
DTCC proposes plan to eliminate cross-jurisdictional differences in trade reporting standards to boost transparency and the monitoring of systemic risk.
March 17, 2021 -
161AML / KYCGLEIF Sets Out Process for Validation Agent Trial Phase
The goal of the Validation Agent role is to streamline the LEI issuance process by enabling FIs to directly liaise with LEI Issuers on clients’ behalf during onboarding.
March 7, 2021 -
186Asia-PacificFSB Urges Indonesia to Further Advance OTC Derivatives Reforms
Indonesia needs to address legal uncertainties relating to netting for derivatives transactions in bankruptcy to facilitate central clearing and margin requirements.
March 2, 2021 -
117AML / KYCISO Standard Defining ISIN Updated to Expand Scope
The update expands the scope of the standard beyond securities to include OTC derivatives, baskets, emission allowances and carbon credits.
February 21, 2021 -
167AML / KYCGLEIF to Implement New Policies, File Formats in Global LEI System
Users must plan to implement the updated file formats to ensure uninterrupted access to LEI data beyond 31 March 2022, GLEIF said.
February 16, 2021 -
227AML / KYC
GLEIF Enhances LEI Search Engine, Automates Access to LEI Data
A new API enables third-party developers to automate searches and retrieve higher quality LEI data from within their application environments.
January 20, 2021 -
451AML / KYCRBI Mandates LEI Use for Large Payments via RTGS, NEFT
From 1 April 2021, all non-individual bank customers initiating or receiving transactions over 500m rupees via the RTGS or NEFT systems will need an LEI.
January 7, 2021 -
412AML / KYCPBOC Publishes Roadmap for Full LEI Adoption in China
By end 2022, LEIs will be used in securities and derivatives trading, risk monitoring, regulatory reporting, listed company supervision and the digital yuan ecosystem.
December 18, 2020 -
226AML / KYCANNA Announces Expansion of ISIN-to-LEI Mapping Initiative
The linking of ISINs and LEIs effectively links issuers to the issuance of securities, thereby improving transparency and aiding risk and exposure management.
December 17, 2020
