All posts tagged "LEI"
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449AML / KYCRBI to Require LEI Use in Large Cross-border Transactions
From 1 October 2022, AD Cat-I Banks will have to obtain LEIs from resident entities undertaking capital or current account transactions of INR 500 million and above.
December 14, 2021 -
282Asia-PacificThailand Set to Launch ID Checking System for Foreign Bond Investors
Beginning 4 January 2022, all non-resident investors trading debt securities must register with the BOT and settle trades through segregated securities accounts.
December 9, 2021 -
220InternationalDSB Seeks Feedback on Legal Framework for UPI Service
The Derivatives Service Bureau proposes to use a single overarching legal agreement for users subscribing to OTC ISIN and UPI Services.
November 4, 2021 -
256Fintech / RegtechEtrading Software Opens Registration for Digital Token Identifiers
The new DTI Registry went live in July. Identifiers have already been issued for the top 100 cryptocurrencies by market cap.
October 8, 2021 -
360AML / KYC
Thailand to Require UBO Transparency in Bond Markets
Non-residents who invest in debt securities in Thailand are required to open Segregated Securities Accounts with custodians at the UBO level.
April 14, 2021 -
792Big PictureDTCC Proposes Plan to Harmonise Global Trade Reporting
DTCC proposes plan to eliminate cross-jurisdictional differences in trade reporting standards to boost transparency and the monitoring of systemic risk.
March 17, 2021 -
294AML / KYCGLEIF Sets Out Process for Validation Agent Trial Phase
The goal of the Validation Agent role is to streamline the LEI issuance process by enabling FIs to directly liaise with LEI Issuers on clients’ behalf during onboarding.
March 7, 2021 -
285Asia-PacificFSB Urges Indonesia to Further Advance OTC Derivatives Reforms
Indonesia needs to address legal uncertainties relating to netting for derivatives transactions in bankruptcy to facilitate central clearing and margin requirements.
March 2, 2021 -
252AML / KYCISO Standard Defining ISIN Updated to Expand Scope
The update expands the scope of the standard beyond securities to include OTC derivatives, baskets, emission allowances and carbon credits.
February 21, 2021 -
386AML / KYCGLEIF to Implement New Policies, File Formats in Global LEI System
Users must plan to implement the updated file formats to ensure uninterrupted access to LEI data beyond 31 March 2022, GLEIF said.
February 16, 2021
