ANZ was fined last year for making misleading representations when distributing CCRI policies, many of which were issued by Cigna and OnePath.
June 16, 2022Forex brokerage Circle Markets Limited did not dispute the FMA’s findings, and its sole director admitted to not fully understanding his AML/CFT obligations.
October 21, 2019Westpac self-reported the incorrectly charged fees in December 2017, and has already completed a significant part of the work to reach and refund impacted customers.
August 7, 2019The NZX improved its market surveillance function in response to last year's FMA review. It is also planning to complete a trading system upgrade next year, using NASDAQ technology.
July 1, 2019