The SME-focused Judo Bank is the only neobank in Australia which continues to run independently after listing on the ASX last year.
June 30, 2022The US Treasury Department allowed its sanctions exemption for Russian payments to US bondholders to expire.
May 27, 2022A hurdle that still needs to be overcome is that Hong Kong brokerages are currently prohibited from distribution and soliciting clients in mainland China.
March 18, 2022Citigroup reportedly plans to also apply for a futures licence in China in the coming months.
December 6, 2021The seventh and final digital bank is likely to be an existing bank applying to convert into a digital bank, but approval has been delayed.
September 21, 2021The SFC has approved three new Deutsche Bank hires who can act as IPO sponsor principals, after its licence was suspended in July due to a staffing gap.
September 3, 2021Fund Managers Otago incorrectly calculated and disclosed returns in fund updates and entered into prohibited related party transactions, among other breaches.
July 11, 2021Binance has deployed a new AML compliance solution in the face of a ban in the UK and warnings from Japanese and Thai regulators.
July 2, 2021The individual carried out fund management activities without holding a capital markets services licence, and later convicted of cheating and imprisoned.
May 10, 2021The two new licences are for firms that serve as intermediaries only for equity instruments, and for firms managing private funds.
March 17, 2021