The SFC outlines risk management considerations for licensed corporations offering IPO services ahead of HKEX's launch of a new IPO settlement platform.
November 9, 2023The new information paper sets out expectations in four areas: governance, product design, ongoing LRM, and stress testing.
October 13, 2023The proposed guidance makes clear that effective liquidity risk management is a legal obligation of MIS managers and supervisors.
October 2, 2023The guidance requires depository institutions to regularly evaluate and update their contingency funding plans, more frequently in changing market conditions.
July 31, 2023The financial watchdog met with local securities firms to assess and manage real estate-related risks amid concerns of rising overdue loans.
July 21, 2023IOSCO's 2018 recommendations to strengthen liquidity risk management practices in open-ended funds are "broadly well implemented".
November 19, 2022Securities regulators have generally not seen increases in their resources despite their expanding regulatory perimeters and raised supervisory expectations.
July 8, 2022The LCR and NSFR are operating effectively, but there are potential improvements that could be made to improve efficiency, APRA says.
July 3, 2022The RBNZ says Westpac NZ has improved its liquidity risk management and risk culture by improving resourcing and governance.
May 31, 2022The HKMA expects banks to be able to model liquidity and funding needs in a resolution scenario over various time horizons.
January 16, 2022