All posts tagged "Listing Rules"
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1.3KMalaysiaBursa Malaysia Amends Listing Rules to Protect Shareholders
Disclosures requirements applicable to new issues are enhanced, director independence is strengthened, and transparency on loans linked to controlling shareholders is improved.
August 14, 2020 -
574ChinaUS Regulators Unveil Plan to Deal With Chinese Listings
A presidential working group which includes the chairmen of the SEC, CFTC and Fed has recommended changes to US listing rules to require access to companies' audit papers.
August 8, 2020 -
1.0KEnforcementSGX RegCo to Enhance Enforcement, Whistleblowing Frameworks
The proposed enforcement framework will seek to achieve swifter outcomes from the disciplinary process. Whistleblowing policies will become mandatory for listed issuers.
August 6, 2020 -
882ChinaChinese Regulators Complete Luckin Probe, Confirm Fraud
The Ministry of Finance and State Administration for Market Regulation both intend to impose administrative penalties against Luckin Coffee for fraud.
August 4, 2020 -
493Malaysia
Malaysia Proposes to Allow Lower Public Holding of Large Caps Stocks
Proposed listing rule amendments will allow some large listed issuers to have a public holding spread as low as 15%, compared to the current 25% minimum.
July 27, 2020 -
841Asia-PacificSri Lanka Bourse to Introduce Easier Listing Rules from 15 July
Requirements on capital, profitability and net assets have been relaxed to pave the way for new listings from start-ups and tech firms.
July 4, 2020 -
797Securities & Trading
SGX RegCo Extends Annual Report Deadlines, Urges Transparency
Chief executive Boon Gin Tan says issuers should publish regular business updates to ensure high-quality information is promptly available to investors.
April 23, 2020 -
423EnforcementHong Kong Exchange Censures Ding Yi Feng Executives
Three former non-executive directors of China Ding Yi Feng were censured for breaching the listing rules and disclosure obligations.
April 23, 2020 -
632Australia & NZASX is Transforming Entire Technology Stack, says CEO
Managing director and CEO Dominic Stevens said ASX’s strategy is not just about replacing CHESS or upgrading the futures trading system; the bourse is transforming its entire technology stack.
February 14, 2020 -
535KoreaKRX to Ease Listing Requirements for Startups
An existing fast-track process for promising startups to list on the KOSDAQ market will be extended to the main KRX bourse in 2020.
January 24, 2020
