All posts tagged "listing"
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763EnforcementGoldman, Credit Suisse Raided in Seoul in Samsung BioLogics Probe
Prosecutors are reportedly looking for information about a scrapped Nasdaq listing of a Samsung BioLogics subsidiary, to shed light on possible accounting irregularities.
April 15, 2019 -
478ChinaOver 40 IPO Applicants Accepted for Shanghai’s New Board
Of the 50 listing applicants so far, 41 have been accepted and will have to through a second stage of audit and inquiry. The other 9 have been sent inquiry letters.
April 8, 2019 -
830AML / KYCHKEX Offers Listing Applicants Guidance on Sanctions Risk
International law firm Hogan Lovells says the HKEX guidance provides significant insight into how it will consider international trade and sanctions issues in the context of IPO transactions.
March 26, 2019 -
546China
China Consults on Rules for Shanghai’s New Science and Technology Board
New rules under consultation cover auditing, issuance, listing, underwriting, trading and supervision of companies listed on the SSE's new science and technology board.
January 31, 2019 -
393China
Chinese Exchanges Implement Compulsory Delisting Norms
The Shanghai and Shenzhen exchanges have implemented rules on the criteria for compulsory delisting of firms accused of major securities, public health or national security related violations.
November 21, 2018 -
340Australia & NZNZX Overhauls Listing Rules in Transition to Single Board
New listing rules to take effect from January, in advance of migration to a single board where equity, debt and fund issuers will be covered in a single rule set.
October 31, 2018 -
554Hong KongUS SEC Cautions Against Governance Risks from Dual Class Shares – Report
SEC commissioner Robert Jackson Jr reportedly urged Singapore and Hong Kong to maintain close oversight over companies with dual class share structures to mitigate against corporate governance risks.
September 26, 2018 -
1.0KAsia-PacificBangladesh to Introduce Alternative Trading Board
Officials say any equity, corporate bond, derivative or open-end mutual fund can be traded on the new platform, with no capital or disclosure requirements.
July 21, 2018 -
335Hong Kong
HK Exchange Publishes Structured Products Listing Guide
Guide provides clearer framework and timelines to facilitate more efficient introduction of new structured products.
July 18, 2018 -
324Securities & TradingFSC Eases Listings for Taiwan Owned Foreign Companies
New rules to attract overseas companies to list in Taiwan include the removal of a profitability requirement and a shortening of the FSC’s listing application review process.
July 13, 2018
