All posts tagged "listing"
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132EnforcementAppeals Tribunal Affirms SFC Punishment of Yi Shun Da Capital
The Appeals Tribunal upheld the SFC’s decision to punish Yi Shun Da Capital over sponsor failures but reduced the penalty amount.
October 22, 2021 -
171ChinaNew Beijing Stock Exchange Prepares for Launch
More than 100 market participants participated in a second round of tests. The new exchange is expected to start trading as early as this month.
October 20, 2021 -
154Enforcement
SFC Penalises IPO Sponsor Over Substandard Due Diligence Work
Ample Capital Limited failed to conduct adequate due diligence on suspicious cash settlements and to keep proper records of its due diligence work.
October 19, 2021 -
191KoreaS. Korea to Start Taxing Cryptocurrency Gains Next Year
Any further delay will lead to "the loss of public trust in government policy and undermine stability in the legal system", said finance minister Hong Nam-ki.
October 11, 2021 -
241Hong KongHong Kong Announces Initiatives to Bolster Financial Hub Status
Chief Executive Carrie Lam announced measures to improve the stock market listing regime and enable RMB-denominated securities in Hong Kong.
October 7, 2021 -
232JapanJSDA to Form Industry Panel to Review IPO Pricing Mechanism
Startups say IPO prices are set too low prior to listing and that they have often surged on listing. Brokers say the gaps are caused by volatility.
September 21, 2021 -
261Hong KongHKEX Issues Consultation on Listing Regime for SPACs
A SPAC has to raise at least HKD 1 billion from its initial offering. Subscription and trading will be restricted to professional investors.
September 17, 2021 -
232China
Beijing Stock Exchange Issues Draft Listing Rules
The draft rules cover issuance and listing rules, audit rules, and rules for refinancing and major asset reorganisations of listed companies.
September 14, 2021 -
192China
CSRC Issues Draft Rules for Beijing Stock Exchange
SMEs trading on the NEEQ for at least 12 months will qualify to list on the Beijing Stock Exchange, which will adopt the registration-based IPO system.
September 7, 2021 -
163ChinaCSRC Considers Barring Data-Heavy Firms from Listing Overseas
The CSRC is drafting rules that would prohibit Internet firms holding large amounts of user-related data from listing overseas, targeting firms with VIE structures.
August 31, 2021
