FINRA said M1 Finance did not review or approve the content in influencers’ posts or have written procedures in place for supervising those communications.
March 23, 2024CSRC vowed to punish market manipulation and malicious short selling. Institutional investors were told to avoid selling and brokers to avoid forced liquidations.
February 6, 2024The new guidelines will take effect from 25 February 2024. An additional 12 months will be provided for certain changes.
August 28, 2023New BCBS-CPMI-IOSCO report examines the impact of CCP margin models on market participants in the aftermath of Russia's invasion of Ukraine last year.
May 27, 2023The significant uncertainty in measurements means procyclicality mitigation tools can be miscalibrated, inefficient, or detrimental.
May 21, 2023The proposal would require clearinghouses to monitor margin exposures more closely and make intraday margin calls as frequently as needed.
May 18, 2023Prosecutors have issued travel bans on ten individuals who are suspected of engaging in stock price manipulation activities.
April 30, 2023In one new lawsuit, AQR Capital Management and four other hedge funds are claiming almost $100mn in damages.
March 8, 2023This is the first time UK regulators have opened an enforcement investigation against an exchange, which observers say could point to serious misconduct or compliance failures.
March 6, 2023In a letter to G20 ministers, FSB chair Klaas Knot discusses commodity market vulnerabilities and work to address DeFi/crypto risks and enhance cross-border payments.
February 22, 2023