All posts tagged "margin trading"
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405AML / KYCRegulatory Pressure on Binance Builds With Malaysia Ban
Malaysia's SC has announced enforcement actions. Binance is winding down its derivatives business in Europe. India is probing its involvement in a betting probe.
August 2, 2021 -
1.6KChinaChina Further Opens Domestic Markets to Foreign Investors
Qualified foreign investors can lend out and borrow stock holdings to enable their use in short-selling, and trade equity index futures on the CFFEX.
November 2, 2020 -
4.7KChinaChinese Regulators to Combine QFII, RQFII from 1 November
The move to combine the QFII and RQFII into a single 'qualified foreign investor' regime is aimed at further easing foreign access to China's capital markets.
September 28, 2020 -
1.6KChinaChina’s P2P Crackdown Leaves Just 29 Operators in Business
Savers who invested in the thousands of now-defunct P2P platforms over the last several years have not yet managed to recover their funds.
August 18, 2020 -
1.1KHong KongHKMA Warns of Risks in Leveraged Investment Products
Banks should take into account Covid-19 in product due diligence and client suitability assessments, and exercise caution when dealing in leveraged products.
August 10, 2020 -
572Australia & NZNew Zealand FMA Warns Derivatives Issuers to Ensure Compliance
Self-assessments by derivatives issuers have identified risks stemming from the way they handle client money, provide advice to retail clients, and handle vulnerable customers.
July 29, 2020 -
755Australia & NZASIC Commences Civil Penalty Proceedings Against FX Firm
Forex Capital Trading and its sole director allegedly used high pressure sales tactics, false or misleading statements, and conflicted remuneration to maximise trading volume and client deposits.
July 22, 2020 -
937China
CSRC to Punish 258 Firms Illegally Financing Margin Trading
The CSRC warns that illegal lenders are offering margin loans via websites, mobile apps and social media, promising investors 10 times leverage and high profits.
July 10, 2020 -
1.0KEnforcementHKEX Finds Compliance Deficiencies at Exchange, Clearing Participants
HKEX has asked 95 participants to address deficiencies relating to position limits and large open position reporting, risk management and China Connect trading activities.
February 25, 2020 -
432Fintech / RegtechJapan FSA to Limit Crypto Leverage to 2x Deposits – Report
The rule will be stricter than the 4x leverage limit imposed by the Japan Virtual Currency Exchange Association, the industry's self-regulatory organisation.
January 16, 2020
