All posts tagged "margin trading"
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396AML / KYCJapan FSA Proposes Stronger Regulation for Crypto Assets
In a bill to amend the law, the FSA proposes the introduction of stronger protections for investors and restrictions to prevent misconduct in the crypto sector.
April 13, 2019 -
328Fintech / RegtechJapan to Impose Margin Trading Limits in Cryptocurrency Sector
New rules will limit cryptocurrency margin trading to two-to-four times initial deposits and require exchanges offering margin facilities to register separately with government.
March 20, 2019 -
568Asia-PacificThailand Unveils Three-year Capital Market Development Plan
The SET's plan is aimed at broadening its investor base, scaling up digital transformation, widening access to mutual funds and streamlining regulatory processes.
February 5, 2019 -
668ChinaChina to Expand Scope, Ease Requirements for QFII, RQFII Schemes
New rules propose consolidating the QFII and RQFII into a single scheme, expanding the scope of investment products allowed and easing qualifying requirements for applicants.
February 1, 2019 -
639Fintech / Regtech
Japan FSA Publishes New Draft Framework on Crypto Assets
The framework will impose restrictions on privacy coin listings, margin trading, derivative transactions and ICOs, and introduce new requirements to protect investors against hacks.
December 19, 2018 -
444Fintech / Regtech
Cryptocurrency Framework Needs Update – Japan FSA
On-site inspections revealed a lack of internal controls, inadequate governance and poor business models at exchanges.
August 16, 2018 -
383EnforcementSingaporean Jailed for 4 Months for ‘False Trading’
Mok Piak Liang convicted of manipulating share price to push up value of stock pledged to margin account and avoid having to top-up account by other means.
January 24, 2018 -
784AML / KYCGRC – The Path to Managing Regulatory Change Intelligently
Why small and medium-sized firms don’t need an ‘oversized’ compliance effort.
June 29, 2017 -
Hong Kong
HKFE, SFC Fire off Conduct Warnings to Brokers
June 23, 2017 -
China
China Said to Limit Securities Accounts
CSRC to clamp down on trading under fake identities; limit investors to 3 accounts.
September 15, 2016
