All posts tagged "Market Abuse"
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145EnforcementSEBI Directs MIIs to Establish Controls to Prevent Market Abuse
Stock exchanges, clearing corporations and depositories are asked to establish a code of conduct and institutional mechanism to prevent fraud and market abuse.
March 8, 2021 -
3.1KBig PictureSingapore Rated Asia’s Top Regulatory System, Followed by Hong Kong
Duff & Phelps survey respondents rated the UK as the world’s top regulatory regime, followed by Singapore and the US, which tied for second place.
February 18, 2021 -
775Press ReleaseSGX Wins Exchange of the Year in Regulation Asia Awards
SGX has this year been boosting awareness of ESG and sustainability issues, deploying innovative solutions to combat market abuse, and helping firms to mitigate Covid-19 disruptions.
December 16, 2020 -
1.6KEnforcementMAS Targets Market Abuse, Misconduct, AML Control Breaches
In its latest enforcement report, MAS highlights its work to strengthen early detection of market misconduct, including through Apollo, an augmented intelligence system.
November 5, 2020 -
817EnforcementFSC Korea Kicks Offs New Task Force to Address Illegal Trading
Korean regulators will work to enhance cross-agency information sharing, introduce a new market abuse monitoring system, and raise penalties for unfair trading activities.
October 22, 2020 -
1.3KEuropeUK FCA Bans Retail Sale Of Crypto Asset Derivatives
The ban covers contracts for difference, options, futures and exchange-traded notes referencing crypto assets, and will come into effect on 6 January 2021.
October 9, 2020 -
2.8KEuropeEU Unveils Digital Finance Strategy, Crypto-asset Framework
The package consists of a digital finance strategy, a retail payments strategy, and legislative proposals for regulating the crypto-asset sector.
September 28, 2020 -
597Asia-PacificSri Lanka SEC to Procure New Surveillance System
The SEC is planning to hire a consultant to assess its existing surveillance system and make recommendations on procuring a new system.
September 24, 2020 -
713AML / KYCFIA Releases Surveillance and Market Abuse Guidelines
The guidelines cover requirements relating to monitoring, surveillance systems and the filing of suspicious transaction and order reports under the EU's Market Abuse Regulation.
September 10, 2020 -
472KoreaS. Korean Government Pledges $1.6b to Support New SME Loans
Funding will be provided through policy banks to help SMEs, small merchants, and self-employed business owners address financing challenges amid the coronavirus outbreak.
February 10, 2020
