The FSS says unfair trade practices and market manipulation are occurring in private placements of convertible bonds.
January 26, 2023The DTI Foundation, a division of Etrading Software, has so far issued ISO-standard DTI codes for over a thousand of the most commonly traded digital assets.
January 12, 2023Between July 2016 and January 2018, BGC Brokers, GFI Brokers and GFI Securities had deficient surveillance processes and insufficient asset class coverage.
December 13, 2022EU market participants will have to hold "active accounts" at EU CCPs for clearing certain systemic derivatives. Dual class shares will be introduced.
December 12, 2022The FCA said Citigroup did not properly implement MAR requirements to monitor orders and trades to detect market abuse.
August 25, 2022Firms offering ESG products should expect to be subject to review to ensure marketing materials are not misleading.
August 12, 2022The additional resources will be used to prioritise investigations related to crypto asset offerings, exchanges, lending and staking products, as well as DeFi platforms, NFTs and stablecoins.
May 5, 2022A staggered lockup contracts system will be introduced to avoid sell orders being concentrated immediately after the end of the usual six-month lockup period.
February 24, 2022Licensing will be available to companies incorporated elsewhere as long as they have a registration in Hong Kong.
February 11, 2022Wash trading profits are likely derived from sales to "unsuspecting buyers", who believe the NFTs they purchase have been growing in value.
February 11, 2022