The former analyst tipped his friends to impending M&A deals. Together they made over $460,000 from trading on nonpublic information.
October 2, 2023For 2023 and 2024, MAS will prioritise enforcement in the digital asset ecosystem as well as regulatory compliance by asset and wealth managers.
September 20, 2023Out of 40 cases detected, investigations have been completed in 11 cases. Criminal charges were against 33 suspects.
July 27, 2023IOSCO's final report sets out twelve key recommendations on establishing and enhancing compliance carbon markets, drawing from the experiences of traditional financial markets.
July 18, 2023With MiCA now in force, ESMA said it would consult on a range of technical standards that will be published in three packages.
June 16, 2023The country now plans to create rules that will enable multiple crypto trading platforms to be established and conduct cross-border transactions.
June 7, 2023Brokers will have to implement systems and controls that can detect fraud and market abuse in the stock market.
February 10, 2023The framework will require crypto exchanges to define token listing standards, strengthen rules for intermediaries and custodians, and introduce a crypto market abuse regime.
February 2, 2023New Principles added cover unexpected market disruptions, market access, high-frequency trading, and investor education.
February 2, 2023The FSS says unfair trade practices and market manipulation are occurring in private placements of convertible bonds.
January 26, 2023