All posts tagged "Market Conduct"
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357EnforcementMarket Conduct Committee Calls for Greater Enforcement Powers for SEBI
A committee looking at fair market conduct has proposed greater powers for SEBI to go after insider trading, including the power to intercept phone and electronic communications.
August 13, 2018 -
311Australia & NZNew Zealand Regulator Flags Market Misconduct
Report outlines enforcement actions on market manipulation against Milford Asset Management trader, investigation into trading at Goldman Sachs, other cases of misconduct.
February 22, 2018 -
451Asia-PacificThailand Implements New Market Misconduct Penalty Scheme for Banks
New market conduct rules to be implemented over next few weeks; Violators can be barred from operating or fined up to 1mn baht per day.
January 20, 2018
