The consultation covers market conduct supervision and climate scenario analysis in the insurance sector.
November 24, 2023A new policy statement to be issued at Hong Kong FinTech Week may spell out plans to include retail investors in the city's VASP regime.
October 17, 2022The regulation focuses on ensuring consumers are provided information about financial products and services in a clear, accurate, correct, and easily accessible manner.
July 20, 2022MAS will share its strategy for developing Singapore as a digital asset hub in August. New rules for crypto will be proposed in September or October.
July 20, 2022The law grants regulators enhanced powers to address fraud and consumer complaints in a more timely manner.
May 19, 2022Upper and middle layer NBFCs have until 1 October 2023 to install a compliance function and chief compliance officer.
April 21, 2022IOSCO consultation asks whether certain gamification should be regulated or prohibited, and whether regulators should be monitoring crypto-asset trading by retail investors.
March 22, 2022The FSB is reportedly "going full steam" on the issue of developing global regulatory standards for the crypto asset market.
February 11, 2022Market conduct risk assessments should be done at least annually, to serve as a systematic method for assessing susceptibility to misconduct and documenting mitigating actions or controls.
January 5, 2022The IMF proposes three elements that should be included in the framework, which is urgently needed to manage financial stability and market conduct risks.
December 10, 2021