All posts tagged "Market integrity"
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465Australia & NZASIC Penalises Credit Suisse for Breaching Trading Rules
Credit Suisse did not match client orders for on-market buy-backs on an order book as is required by ASIC's market integrity rules.
July 6, 2020 -
180EuropeUK to Grant FCA Additional Powers to Facilitate LIBOR Retirement
Legislative amendments will empower the FCA to prohibit or limit the use of LIBOR, or to direct a change in its methodology, to address the issue of 'tough legacy' contracts.
June 24, 2020 -
368Australia & NZASIC Updates Guidance on Active ETF Internal Market Making
Active ETFs are asked to rely on publicly available information for market making quotes, and to establish internal information barriers.
April 17, 2020 -
368Australia & NZ
ASIC Shifts Focus to Ensure Market Integrity, Protect Consumers
Covid-19 has raised the risk of significant consumer harm and serious breaches of financial services laws, says ASIC chair James Shipton.
April 14, 2020 -
1.1KBig PictureFSB Offers Recommendations on Regulating Global Stablecoins
The consultative report proposes 10 high-level recommendations for jurisdictional authorities to advance consistent and effective regulation and supervision of global stablecoin arrangements.
April 14, 2020 -
531InternationalIOSCO Redirects Work Programme to Focus on Covid-19 Impacts
IOSCO resources will be redeployed to focus on matters directly impacted by Covid-19, including to examine market-based finance, investment funds and central clearing.
April 9, 2020 -
525Australia & NZAPRA, ASIC Recalibrate Regulatory Priorities to Focus on Covid-19
APRA and ASIC have suspended the majority of their planned policy initiatives and do not plan to recommence consultation on any non-essential matters before 30 September 2020.
March 23, 2020 -
393Australia & NZ
APRA, ASIC Welcome Reforms on Superannuation Regulation
ASIC will be focused on conduct issues involving superannuation trustees, while APRA will be focused on prudential supervision of trustee activities.
February 17, 2020 -
477Fintech / Regtech
IOSCO Offers Guidance on Regulating Crypto-asset Trading Platforms
The report provides a toolkit of possible measures for key considerations relevant to authorities for regulating crypto-asset trading platforms.
February 14, 2020 -
479Australia & NZASX Announces Final Changes to Listing Rules
The main changes relate to increased reporting, better and more timely disclosure by listed investment companies, and new measures to address listing rule breaches.
October 11, 2019
