All posts tagged "Market integrity"
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640Big PictureBank Culture Regarded as Critical Governance Priority: Report
Financial regulators are prioritising psychological safety, ‘speak up’ culture, and the ability to “predict and prevent” stakeholder harm, says a report from Starling.
May 16, 2022 -
544EnforcementMAS Penalises Two CIMB Securities Brokers for False Trading
The two brokers rigged the market for Kris Wiluan, who was convicted and fined in May 2021 for manipulating the stock prices of KS Energy where he was CEO.
April 26, 2022 -
285Securities / DerivativesUS SEC Proposes Registration Requirement for Security-Based SEFs
The rules will improve transparency over total return swaps, the instruments partly responsible for last year's blowup at Archegos Capital Management.
April 16, 2022 -
570Crypto / Digital AssetsIOSCO Forms New Task Force Targeting DeFi Regulation
The task force, chaired by MAS assistant managing director Tuang Lee Lim, will help coordinate policy action to address the risks in DeFi.
March 26, 2022 -
314Asia-PacificBSEC Orders Bourses to Reshuffle Regulatory Affairs Divisions
Stock exchange employees working in Regulatory Affairs departments for more than three years must transfer to other departments immediately.
March 23, 2022 -
485Australia & NZASIC Updates Market Integrity Rules and 10 Rule Books
From 10 March 2023, financial markets and participants will have to comply with new technological and operational resilience rules.
March 11, 2022 -
1.1KContributed ArticleHK Court Offers Questionable Rationale in Insider Dealing Case
The court's decision merely transfers illicit profits to a select group of individuals who were "lucky enough to have traded with the insider", says Tom Fyfe.
March 1, 2022 -
817Asia-PacificIndonesia: OJK Outlines Capital Market Priorities for 2022
OJK will work on developing a carbon exchange at IDX, new derivative instruments, and central clearing infrastructure.
January 11, 2022 -
385Big Picture
IOSCO Offers Guidance on Developing Innovation Facilitators
IOSCO sets out key considerations for regulators who are looking to establish innovation hubs, regulatory sandboxes, and regulatory accelerators.
December 8, 2021 -
440Fintech / RegtechUS Regulators Call for Powers to Regulate Stablecoins
US regulators are calling for the enactment of legislation to ensure that stablecoin issuers are insured and subject to appropriate supervision and regulation.
November 3, 2021
