All posts tagged "Market integrity"
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421Australia & NZASX Announces Final Changes to Listing Rules
The main changes relate to increased reporting, better and more timely disclosure by listed investment companies, and new measures to address listing rule breaches.
October 11, 2019 -
1.2KEnforcementSingapore Convicts Three Front-Runners Under Insider Trading Laws
Two First State equity dealers told a UOB Kay Hian remisier about their firm's intended orders to front-run trades in 100 counters, leading to over S$8mn in insider trading profits over 8 years.
July 11, 2019 -
900Fintech / RegtechFSB Issues Report to G20 on Crypto-Asset Regulation
Forward-looking risk assessments are needed in crypto-asset markets to identify trends that may give rise to financial stability and other risks and assess their potential significance early on.
June 4, 2019 -
530Australia & NZMacquarie Securities Penalised for Submitting Incorrect Regulatory Data
Over 4 years, approximately 42 million orders containing incorrect or omitted regulatory data were submitted to ASX and Chi-X.
June 3, 2019 -
775Fintech / RegtechIOSCO: Key Considerations for Regulating Crypto Trading Platforms
The key considerations represent specific areas that IOSCO believes jurisdictions could consider in the context of the regulation of crypto-asset trading platforms.
May 29, 2019 -
662EnforcementHong Kong Asset Manager Fined for Wash Trading
The asset management firm was both the buyer and seller in a transaction between two of its brokers, which the SFC deemed was a wash trade.
December 28, 2018 -
460Australia & NZ
ASX Consults on Changes to Listing Rules
The proposals aim to improve market disclosures, simplify the listing rules, increase efficiency in the listing process, and enhance ASX's powers to monitor and enforce compliance, among other changes.
November 29, 2018 -
426International
IOSCO Issues Recommendations on Managing Extreme Volatility
IOSCO believes volatility control mechanisms support the goal of ensuring markets are fair, efficient and transparent, thereby increasing market integrity and investor confidence.
August 2, 2018 -
394ChinaCBIRC, SFC to Cooperate on Cross Border Supervision
New MoU to facilitate information exchange in the interest of investor protection, promoting competence and integrity of regulated entities, market and financial integrity, and maintaining financial stability.
June 11, 2018 -
393Hong KongHKEX Launches After Hours Market for Index Options
HSI, HSCEI and Mini HSI will be tradeable between 5:15pm and 1:00am, with a trading halt mechanism in place to avoid extreme price movements.
April 20, 2018
