The report focuses on addressing dilution risk, the protection of retail investors, and the "significant backlog" of SPACs seeking to avoid liquidation.
May 11, 2023During an on-market buyback, Ord Minnett executed a pre-arranged transaction to buy shares at above-market prices, giving "preferential treatment" to the selling client.
May 4, 2023MiCA is expected to come into force around July; provisions relating to stablecoins from July 2024; and provisions relating to CASPs and the travel rule from January 2025.
April 21, 2023Stock exchanges will have to compute a common equilibrium price for IPO listings if their call auctions result in equilibrium prices that are too far apart.
April 12, 2023Ben Bowden, Global Head of Compliance at OKX, discusses the fallout from FTX, crypto regulatory approaches, and the role of proof of reserves.
April 11, 2023After the launch of HKIDR on 20 March, investors who haven't provided consent will not be able to buy securities on the stock exchange.
March 3, 2023Brokers will have to implement systems and controls that can detect fraud and market abuse in the stock market.
February 10, 2023Stock exchanges will be allowed to launch futures contracts on indices of corporate debt securities rated AA+ and above.
January 12, 2023In designing the standards, the GDF has leveraged the framework and high-level principles existing in the FX Global Code.
January 9, 2023Between July 2016 and January 2018, BGC Brokers, GFI Brokers and GFI Securities had deficient surveillance processes and insufficient asset class coverage.
December 13, 2022