All posts tagged "Market integrity"
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142InternationalFSB, IOSCO Issue Statements in Support of Smooth LIBOR Transition
The FSB warns against waiting for the development of forward-looking term RFRs. IOSCO urges market participants to stop issuing new LIBOR products.
June 3, 2021 -
131Australia & NZASIC Outlines Expectations on Activist Short Selling
Activist short selling can have a positive impact on market integrity, however it can also unduly distort the price of a target entity's securities, ASIC says.
June 2, 2021 -
462AML / KYCHong Kong to Bar Retail Investors from Crypto Trading
Hong Kong’s FSTB has issued consultation conclusions on the new licensing regime for VASPs and a new registration regime for precious metals dealers.
May 24, 2021 -
125InternationalCFA Institute Launches Working Group to Examine SPACs
The working group will publish a report in early 2022 and present its findings and policy recommendations, to US and global regulators.
May 12, 2021 -
205EuropeFCA Proposes Rule Changes to Encourage SPAC Listings
The FCA proposes to exempt SPACs that identify an acquisition target from being suspended, if they have certain investor protections in place.
May 4, 2021 -
231Hong KongHKEX Sets 12 April Launch for Derivatives VCM, POS Enhancements
From 12 April, the VCM will allow multiple triggers per session, and a random cutoff mechanism will be introduced in the pre-opening and pre-open allocation sessions.
March 14, 2021 -
186EuropeUK Consults on Legal Safe Harbour to Manage LIBOR Wind-down
The consultation seeks views on whether a legal safe harbour could be a helpful supplement to the provisions inserted into the BMR by the Financial Services Bill.
February 18, 2021 -
107Australia & NZASIC Outlines Approach to Regulating Superannuation Trustees
ASIC’s Jane Eccleston says trustees of non-public offer funds need to apply for an AFS licence or vary their existing licences by 30 April 2021.
February 15, 2021 -
228Fintech / RegtechOECD Paper Identifies Regulatory Issues in Asset Tokenisation
As markets for tokenised assets develop and grow in size, so too will the need to safeguard investors, consumers and financial stability.
January 27, 2021 -
361FeatureHKEX Outlines Next Steps for VCM, POS Enhancements
Phase 2 VCM enhancements will occur in March 2021 in the securities market. VCM and POS enhancements will be applied to the derivatives market in Q2 2021.
January 7, 2021
