Stock exchanges will be allowed to launch futures contracts on indices of corporate debt securities rated AA+ and above.
January 12, 2023In designing the standards, the GDF has leveraged the framework and high-level principles existing in the FX Global Code.
January 9, 2023Between July 2016 and January 2018, BGC Brokers, GFI Brokers and GFI Securities had deficient surveillance processes and insufficient asset class coverage.
December 13, 2022In two separate consultation reports, IOSCO explores measures to bolster the transparency, integrity and resilience of mandatory and voluntary carbon markets.
November 10, 2022CommSec and AUSIEX demonstrated "widespread, systemic compliance failures" over a nine-year period, said ASIC deputy chair Sarah Court.
October 28, 2022The paper considers how current legal and regulatory requirements and guidance apply to the use of AI in UK financial services, and the gaps that may need to be addressed.
October 13, 2022The framework covers all crypto-asset activity, as well as associated issuers and service providers, that have the potential to pose financial stability risks.
October 12, 2022The order is the first made to require a listed company executive to buy shares held by other investors "at a price to be determined by the court".
October 7, 2022The FMSB will consult with ASIC on its annual strategy refresh and provide details about forthcoming drafts of proposed standards, statements of good practice and other publications.
September 30, 2022Reports released by the White House, Treasury, Commerce and DOJ will help ensure a coordinated and comprehensive approach to digital assets policy.
September 19, 2022