All posts tagged "Market integrity"

Singapore Convicts Three Front-Runners Under Insider Trading Laws

Two First State equity dealers told a UOB Kay Hian remisier about their firm's intended orders to front-run trades in 100 counters, leading to over S$8mn in insider trading profits over 8 years.

FSB Issues Report to G20 on Crypto-Asset Regulation

Forward-looking risk assessments are needed in crypto-asset markets to identify trends that may give rise to financial stability and other risks and assess their potential significance early on.

Macquarie Securities Penalised for Submitting Incorrect Regulatory Data

Over 4 years, approximately 42 million orders containing incorrect or omitted regulatory data were submitted to ASX and Chi-X.

IOSCO: Key Considerations for Regulating Crypto Trading Platforms

The key considerations represent specific areas that IOSCO believes jurisdictions could consider in the context of the regulation of crypto-asset trading platforms.

Hong Kong Asset Manager Fined for Wash Trading

The asset management firm was both the buyer and seller in a transaction between two of its brokers, which the SFC deemed was a wash trade.

ASX Consults on Changes to Listing Rules

IOSCO Issues Recommendations on Managing Extreme Volatility

IOSCO believes volatility control mechanisms support the goal of ensuring markets are fair, efficient and transparent, thereby increasing market integrity and investor confidence.

CBIRC, SFC to Cooperate on Cross Border Supervision

New MoU to facilitate information exchange in the interest of investor protection, promoting competence and integrity of regulated entities, market and financial integrity, and maintaining financial stability.

HKEX Launches After Hours Market for Index Options

HSI, HSCEI and Mini HSI will be tradeable between 5:15pm and 1:00am, with a trading halt mechanism in place to avoid extreme price movements.

HKEX Fights Market Abuse with AI, Machine Learning Tech

NASDAQ technology aims to better safeguard market integrity, detect unusual trading and market abuse, and provide immediate review of group activity involving coordinated trades.