All posts tagged "market makers"
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326Hong KongHKEX Asks Participants to Prepare for FRC Transaction Levy
Levies will be payable to the Financial Reporting Council by sellers and purchasers of securities, public interest entities, and PIE auditors from 1 January 2022.
July 2, 2021 -
212Australia & NZASIC Proposes New Guidance for Crypto-asset ETPs
In ASIC's view, only bitcoin and ether are likely to satisfy proposed criteria for determining whether a crypto-asset is appropriate as an ETP's underlying asset.
July 2, 2021 -
181ChinaCSRC Green-lights Launch of Crude Oil, Palm Oil Options
Crude oil options will launch on 21 June. Palm oil options will launch on 18 June. Both products will be open to foreign investors.
May 31, 2021 -
222KoreaKorea Brokers Join Emissions Trading Scheme as Market Makers
Participation by the brokerage firms as market makers will help reduce bid-ask spreads and keep Korea's emissions trading market liquid.
May 25, 2021 -
621Feature
FSC Warns Against Illegal Moves as Korea Resumes Short-Selling
Korean regulators have been working to enhance protection measures for retail investors ahead of the partial resumption of short-selling on Monday.
May 4, 2021 -
324FeatureKorea Set to Expand Securities Lending to Retail Investors
Seventeen securities firms will begin to provide stock lending services worth an estimated KRW 2.4 trillion to retail investors from 3 May.
April 20, 2021 -
317EnforcementFSC Korea Fines Ten Foreign Firms for Short Selling Violations
The FSC did not name the firms that were penalised, but said the highest fine was KRW 180 million against a firm that committed four violations.
March 1, 2021 -
289FeatureRBI Issues Draft Guidelines to Open Up CDS Market
Under the guidelines, retail users will be allowed to buy permitted credit derivatives for hedging purposes, whereas non-retail can do so for any purpose.
February 17, 2021 -
424Feature
FSC Korea to Allow Partial Resumption of Short-selling in May
By May, new rules will be in place to guard against illegal short selling, prevent abuse by market makers, and increase retail investor access to short-selling opportunities.
February 4, 2021 -
302Big PictureCredit Quality Assessment a Challenge for China Bond Investors
Challenges assessing the credit quality of underlying corporates in China's onshore bond market has been one of the key barriers for foreign investors, ICMA says in a new report.
January 19, 2021
