All posts tagged "Market Making"
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392Crypto / Digital AssetsUS SEC Probes Insider Trading Controls at Crypto Firms: Reports
The SEC is reportedly seeking information about how crypto exchanges protect their users from insider trading on their platforms.
June 20, 2022 -
321Crypto / Digital AssetsUS SEC Reportedly Probing Binance 2017 Token Offering
The SEC is also investigating market making companies owned by Binance's CEO and whether company insiders may have engaged in trading abuses.
June 9, 2022 -
345ChinaSSE Consults on Market Making Rules for STAR Market
The consultation comes as the CSRC releases final regulations on the introduction of a market-making mechanism for the STAR Market.
May 17, 2022 -
362InternationalIOSCO Seeks Feedback Bond Market Liquidity, ETF Guidance
IOSCO is considering ways to improve the functioning of corporate bond markets. It is also proposing new guidance to improve ETF markets.
April 7, 2022 -
509EuropeEuropean Commission Proposes Enhancements to CSDR
The proposal seeks to provide more proportionate and effective rules for CSDs, while also facilitating their ability to offer cross-border services.
March 19, 2022 -
773EnforcementSFC, HKEX Fine HSBC Securities for Regulatory Breaches
The firm made errors when assigning BCANs to clients. It also oversold China securities due to deficiencies in its order management and algorithmic trading systems.
March 4, 2022 -
628ChinaSHFE to Introduce Commodity Swaps with Central Settlement
Shanghai Futures Exchange has issued new rules setting out the requirements for firms to participate as primary dealers, secondary dealers and settlement institutions.
January 30, 2022 -
557China
Shanghai INE Opens Applications for New Market Makers
Shanghai INE says new market makers must have net assets of no less than CNY 50 million or its equivalent in foreign currency.
January 20, 2022 -
686ChinaCSRC to Introduce Market Makers to Shanghai STAR Market
Securities firms would be eligible to act as market-makers if they have net capital above CNY 10 billion and a classification rating of Class A or higher.
January 10, 2022 -
722IndiaRBI Introduces New Market Making Scheme for G-sec Market
The market-making scheme will ensure quotes are available to retail investors using the RBI Retail Direct Scheme to buy and sell G-secs.
January 7, 2022
