All posts tagged "Market Making"
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179FeatureKorea Set to Introduce Tougher Penalties for Illegal Short Selling
Illegal short sellers can face fines of up to 100% of the amount of the short selling order, imprisonment for a year or more, and additional penalties up to five times unfair profits.
April 7, 2021 -
234Korea
FSC Korea Prepares to Lift Ban on Illegal Short Selling
The FSC has revised the FSCMA enforcement decree as part of efforts to strengthen penalties for illegal short selling, as it prepares to lift a ban on short selling in March.
January 16, 2021 -
254MalaysiaBursa Malaysia Expands Market-making Framework
The expansion will enhance the attractiveness and competitiveness of the capital market, and entice more investors and market participants, Bursa says.
December 8, 2020 -
817Feature
FSC Korea Confirms Plan to Lift Short Selling Ban in March
The lifting of the ban will apply to all stocks regardless of the market cap, despite an earlier proposal to keep it in place for small-cap stocks.
November 13, 2020 -
981EnforcementSFC Fines Credit Suisse Securities Over Market Making Errors
Credit Suisse Securities submitted 17,000 erroneous market making quotes to the market in 8 minutes due to a logic error in its symbol mapping programme.
November 10, 2020 -
772ChinaPBOC to Scrap Market Maker Approval Process in Interbank Market
The PBOC proposes to allow banks and securities firms to only sign an agreement with trading platforms to conduct market making business.
November 2, 2020 -
827ChinaFTSE Russell to Include Chinese Govt Bonds in Global Index
FTSE Russell cites significant market infrastructure improvements to expand access to international investors, improve liquidity, and develop settlement and custody processes.
September 28, 2020 -
1.4KFeatureTaiwan FSC Outlines Plans for Capital Market Development
A 3-year roadmap to be unveiled by year-end includes plans to set up central clearing for OTC derivatives, and improve convenience and efficiency for foreign investors.
September 27, 2020 -
827Securities & TradingTWSE to Launch Market Making System by June 2021
Brokerages electing to serve as market makers will benefit through reduced handling fees, and be allowed to freely choose which eligible shares to trade.
September 9, 2020 -
1.9KFeatureCSOP Launches First ETF Tracking New Hang Seng TECH Index
Several other asset managers have submitted applications to regulators seeking to issue similar ETFs based on the new index, which tracks Hong Kong's 30 largest tech listings.
August 28, 2020
