All posts tagged "Market Making"
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366ChinaShanghai INE Opens Applications for New Market Makers
Shanghai INE says new market makers must have net assets of no less than CNY 50 million or its equivalent in foreign currency.
January 20, 2022 -
484ChinaCSRC to Introduce Market Makers to Shanghai STAR Market
Securities firms would be eligible to act as market-makers if they have net capital above CNY 10 billion and a classification rating of Class A or higher.
January 10, 2022 -
547IndiaRBI Introduces New Market Making Scheme for G-sec Market
The market-making scheme will ensure quotes are available to retail investors using the RBI Retail Direct Scheme to buy and sell G-secs.
January 7, 2022 -
385KoreaKorea FSS Asks Brokers to Prioritise Consumer Protection
The FSS is reviewing a decision to penalise nine market-makers, taking into account "self-correcting measures" by individual firms.
November 26, 2021 -
241FeatureBNM Raises Expectations of Good Conduct in Wholesale Markets
The board and management must ensure good conduct culture is embedded and governance structures "inculcate fair and ethical decision making".
November 15, 2021 -
345Market InfrastructureUS Regulators Publishes Guidance on ‘Orderly’ LIBOR Transition
A draw on an existing agreement that is legally enforceable, such as a committed credit facility, would not be viewed as a new contract.
October 22, 2021 -
514MalaysiaSC Malaysia Launches Five Year Capital Market Masterplan
The masterplan includes measures to facilitate greater fundraising efficiency, liberalise access to foreign funds, and further develop the derivatives market.
September 22, 2021 -
312EnforcementKRX to Temporarily Exempt Market Makers from Obligations
KRX says the FSS warning of fines against nine market makers will hamper the functioning of the market making system for a while.
September 13, 2021 -
399Enforcement
Korea FSS to Impose Penalties on 9 Market Makers
Three foreign firms and six local firms are accused of disturbing market order through their negative influence on stock prices.
September 9, 2021 -
175IndiaSEBI Tweaks Guidelines for Exchanges on Market Maker Use
A one-year validity period is introduced for any board approval to introduce a liquidity enhancement scheme for a security, and removes a cap on how long it can be used.
September 3, 2021
