All posts tagged "Market manipulation"
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517KoreaKorea to Ease Data Barriers Within Financial Services Firms
In addition to easing information barriers within financial services firms, the FSC will also allow them to outsource their core businesses to third parties with as fintech startups.
May 13, 2019 -
390ChinaChinese Police Arrest Five More Fuxing Execs on Fraud Charges
Four deputy presidents and the head of one of Fuxing's subsidiaries have been detained for illegal fundraising activities, following charges brought against the group's chairman last July.
May 10, 2019 -
554EnforcementSingapore Charges Three for Spoofing Index Futures
In a MAS-CAD joint investigation, three individuals are being charged for allegedly spoofing SGX-MSCI index futures and giving false statements to SGX.
March 28, 2019 -
451EnforcementSFC Orders Brokers to Freeze Client Assets in Market Manipulation Case
The prohibition orders as part an investigation into suspicious trading which appeared to create a false market in China Ding Yi Feng shares leading to an "irrationally high share price".
March 22, 2019 -
491EnforcementRBI Issues Finalised Guidelines on Market Abuse
The new rules against market abuse cover market and benchmark manipulation and the misuse of information in markets regulated by the RBI.
March 18, 2019 -
646InternationalISDA Consults on Proposals to Clean Up CDS Market
The proposals seek to end a trading practice of encouraging otherwise healthy companies to default by offering them favourable financing in order to pocket CDS payouts.
March 12, 2019 -
490EnforcementS. Korea Mulls Granting Investigative Powers to FSS
Under the new approach, the FSS will be able to launch investigations without having to first report to the FSC and request warrants to search and seize evidence.
March 6, 2019 -
728China
China Securities Regulator Breaks Record with 2018 Penalties
The CSRC imposed fines of over $1.55bn in 2018, with the largest number of cases relating to insider trading, illegal disclosures and market manipulation.
January 8, 2019 -
410IndiaSEBI to Upgrade Market Surveillance System and Data Warehouse
India's securities regulator is looking to beef up its IT infrastructure for market surveillance and trade data analysis to improve detection of market violations.
January 4, 2019 -
653EnforcementS. Korea’s Largest Crypto Exchange Accused of Inflating Volumes, Prices
South Korea's Upbit is alleged to have used bots to manipulate trading volumes and prices to attract investors to the exchange. Two officers and an employee have been indicted.
December 27, 2018
