All posts tagged "Market manipulation"
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271EnforcementSFC Orders Brokers to Freeze Client Assets in Market Manipulation Case
The prohibition orders as part an investigation into suspicious trading which appeared to create a false market in China Ding Yi Feng shares leading to an "irrationally high share price".
March 22, 2019 -
349EnforcementRBI Issues Finalised Guidelines on Market Abuse
The new rules against market abuse cover market and benchmark manipulation and the misuse of information in markets regulated by the RBI.
March 18, 2019 -
477InternationalISDA Consults on Proposals to Clean Up CDS Market
The proposals seek to end a trading practice of encouraging otherwise healthy companies to default by offering them favourable financing in order to pocket CDS payouts.
March 12, 2019 -
385EnforcementS. Korea Mulls Granting Investigative Powers to FSS
Under the new approach, the FSS will be able to launch investigations without having to first report to the FSC and request warrants to search and seize evidence.
March 6, 2019 -
580ChinaChina Securities Regulator Breaks Record with 2018 Penalties
The CSRC imposed fines of over $1.55bn in 2018, with the largest number of cases relating to insider trading, illegal disclosures and market manipulation.
January 8, 2019 -
360IndiaSEBI to Upgrade Market Surveillance System and Data Warehouse
India's securities regulator is looking to beef up its IT infrastructure for market surveillance and trade data analysis to improve detection of market violations.
January 4, 2019 -
602EnforcementS. Korea’s Largest Crypto Exchange Accused of Inflating Volumes, Prices
South Korea's Upbit is alleged to have used bots to manipulate trading volumes and prices to attract investors to the exchange. Two officers and an employee have been indicted.
December 27, 2018 -
598Fintech / RegtechJapan FSA Publishes New Draft Framework on Crypto Assets
The framework will impose restrictions on privacy coin listings, margin trading, derivative transactions and ICOs, and introduce new requirements to protect investors against hacks.
December 19, 2018 -
725Australia & NZAustralian Court Orders A$3.3mn Penalty for Westpac BBSW Misconduct
The penalty is far less than the combined A$125mn that NAB, ANZ and CBA paid to settle their own BBSW cases with ASIC out of court.
November 12, 2018 -
431EnforcementSFC Ramps Up Enforcement Against Capital Market Abuse
Life is about to get very uncomfortable for those who abuse Hong Kong's capital markets, said the SFC's Thomas Atkinson at the 2018 Refinitiv Pan Asian Regulatory Summit.
October 12, 2018
