All posts tagged "Market manipulation"
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74Australia & NZASIC Offers Immunity to Market Misconduct Whistleblowers
Under ASIC’s new immunity policy, individuals who have engaged with others to commit market misconduct offences can seek immunity by reporting the misconduct.
February 25, 2021 -
198FeatureHK, Singapore on Alert for Social Media Fuelled Manipulation
The SFC has issued restriction notices against 54 more trading accounts. Singapore regulators are guarding against “pump and dump” and “short and distort” scenarios.
February 19, 2021 -
124EnforcementSFC Freezes Brokerage Accounts Linked to Social Media Scam
One of the SFC’s top priorities for the year is to crack down on ramp and dump scams and other types of market manipulation conducted through social media.
February 11, 2021 -
277Feature
Regulators, Lawmakers Express Concerns Over GameStop Trading
Regulators from the US to the UK and Malaysia have issued statements expressing concerns over the heightened volatility seen in the US market over the past week.
February 1, 2021 -
151ChinaCSRC Revises Rules for Banning Access to Securities Market
The draft rules will allow regulators to restrict an individual or entity from trading in all securities and securities investment funds nationwide for up to 5 years.
January 25, 2021 -
226ChinaChina: Revised Criminal Law Raises Penalties for Capital Market Offences
The amendments focus on fraudulent issuance, information disclosure falsification, provision of false certification documents by intermediaries, and market manipulation.
January 2, 2021 -
245China
CSRC Investigates SOE and Auditor Over Bond Default
SOE defaults could pave the way for increased transparency, faster resolutions and more predictable outcomes for investors in the long run.
December 3, 2020 -
615FeatureHKEX Proposes to Raise Profit Requirement for New IPOs
One option HKEX proposes is to raise the profit requirement for companies seeking to list in Hong Kong threefold, reflecting the growth of the Hang Seng Index since 1994.
November 30, 2020 -
1.4KChinaChina Bond Default Shock Prompts NAFMII Underwriter Probe
Haitong Securities, Industrial Bank, China Everbright Bank, Zhongyuan Bank are suspected of violations, as recent defaults prompt concerns over the health of SOEs.
November 20, 2020 -
1.5KEnforcementMAS Targets Market Abuse, Misconduct, AML Control Breaches
In its latest enforcement report, MAS highlights its work to strengthen early detection of market misconduct, including through Apollo, an augmented intelligence system.
November 5, 2020
