All posts tagged "Market manipulation"
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562AML / KYCSEBI to Augment Social Media Monitoring to Fight Manipulation
SEBI is working on a 'data lake' project that will use AI, machine learning and NLP tech to analyse unstructured data and augment market surveillance.
January 24, 2020 -
386EnforcementSFC Launches Proceedings Against China Ding Yi Feng Manipulators
On its first day of trading after a 10-month suspension, China Ding Yi Feng has lost 90% of its value, representing HKD 25 billion in lost market value.
January 23, 2020 -
656FeatureSGX RegCo Proposes Removal of Minimum Trading Price Rule
SGX RegCo is proposing to scrap the MTP rule in light of its suite of other measures to deal with market manipulation, including the pairing of trading restrictions with ‘Trade with Caution’ alerts.
November 29, 2019 -
458ChinaUS SEC Charges Chinese Traders in Market Manipulation Scheme
The market manipulation scheme involved 18 traders primarily based in China, over 3,900 US-listed securities and over $31mn in illicit profits.
October 21, 2019 -
684Fintech / RegtechSingapore Brokers Directed to Enhance Trade Surveillance Systems
MAS and SGX RegCo have released a practice guide outlining five guiding principles for brokers to use in the review and design of their trade surveillance programmes.
August 8, 2019 -
580AML / KYCMAS Targets Market Abuse with Proposed New Requirements
Capital market licensees will have to record all client communications and capture their mobile device IDs. Foreign intermediaries will have to provide UBO information on request.
August 6, 2019 -
963Asia-PacificPhilippine SEC Consults on Draft Rules for Digital Asset Exchanges
The rules specify capital requirements of PHP 100mn, plus 12 months of operating expenses, and allow digital asset exchanges in the Philippines to be set up by foreign-registered entities.
July 19, 2019 -
650EnforcementSFC Orders Freezing of More Assets Linked to Manipulation Case
The SFC has ordered more brokers to stop dealing with and processing assets linked to suspected market manipulation of Ding Yi Feng shares.
June 26, 2019 -
818Enforcement
US SEC Charges Five Asian Traders for Market Manipulation
The SEC has charged three Malaysians, one Singaporean and one Chinese national with violating antifraud and market manipulation provisions.
June 21, 2019 -
710KoreaKorea to Ease Data Barriers Within Financial Services Firms
In addition to easing information barriers within financial services firms, the FSC will also allow them to outsource their core businesses to third parties with as fintech startups.
May 13, 2019
