All posts tagged "Market manipulation"
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455ChinaChina Expands Futures Law to Include OTC Derivatives
ISDA says the revised draft incorporates several comments it made in its submission to the consultation on the first draft.
October 28, 2021 -
415Crypto / Digital AssetsNYSE Launches First US ETF Linked to Bitcoin with SEC Approval
The ProShares bitcoin ETF had almost $1bn in turnover on the first trading day, after receiving a green light from the SEC last week.
October 21, 2021 -
453Australia & NZASIC Warns of Social Media ‘Pump and Dump’ Campaigns
ASIC calls on market participants and listed companies to be on the lookout for and report suspected ‘pump and dump’ activity in listed securities.
September 23, 2021 -
606AML / KYCCFTC Investigates Binance for Possible Insider Trading
Binance reportedly has plans to become a licensed financial institution, with a centralised headquarters, to make it easier to work with regulators.
September 23, 2021 -
305ChinaCSRC Forms Inter-agency Group to Rein in Capital Market Crime
The group will enhance coordination between the central and local government agencies to better enforce against and punish capital markets misconduct.
September 18, 2021 -
304ChinaCSRC to Promote China-US Cooperation on Audit Supervision
The CSRC said it will create conditions to promote China-US cooperation on audit supervision, strengthen market communication, and stabilise policy expectations.
August 24, 2021 -
208Australia & NZFMA Files Suit Against Company Director Over Online Posts
The CEO of NZX-listed New Talisman Gold Mines made false and misleading representations in an online investor forum without disclosing his involvement with the company.
August 16, 2021 -
1.0KAML / KYCSFC Calls on Industry to Report Suspected Ramp-and-dump Activity
Ramp-and-dump scams now account for about half of the market manipulation cases being investigated by the SFC. Overseas investors also being targeted.
July 27, 2021 -
401ChinaChina to Tighten Oversight of Overseas Listings
Chinese authorities will step up supervision of companies that list overseas to improve regulation of cross-border data flows and security.
July 8, 2021 -
251EnforcementICAC, SFC Arrest Listed Company Exec in Joint Operation
The ICAC and SFC searched a number of premises, including the offices of the listed company and one of its IPO underwriters.
July 8, 2021
