Among the changes, the consultation proposes to require market participants to notify ASIC if it suspects a person of engaging in insider trading or manipulative trading.
July 2, 2021Activist short selling can have a positive impact on market integrity, however it can also unduly distort the price of a target entity's securities, ASIC says.
June 2, 2021The court's decision represents the first conviction won by the SEC after two decades of pursuing stockbrokers and investors linked to the case.
May 30, 2021In a joint statement with the stock exchange, the SFC says it will not hesitate to take enforcement action against intermediaries for IPO-related misconduct.
May 21, 2021A fund manager has claimed that at least 18 stocks are being manipulated by the listed companies, private equity funds and publicly offered funds.
May 18, 2021Lawmakers are pushing for tougher crypto legislation to protect crypto investors against unfair practices and price manipulation.
May 12, 2021The revised draft expands the scope of the law to also cover "other derivatives", while also raising penalties for violations.
May 3, 2021The law will stipulate rules for futures trading, settlement and delivery systems, establish investor protection mechanisms, and include netting provisions.
April 28, 2021Three of the four are senior executives of a listed company. They are said to have embezzled over HKD 19 million of the listed company's funds.
April 23, 2021An arrest warrant was issued for Zeng Lingxi, an alleged member of a syndicate suspected of operating ramp-and-dump scams on social media.
April 7, 2021