All posts tagged "Market manipulation"
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212Australia & NZASIC Consults on Changes to Market Integrity Rules
Among the changes, the consultation proposes to require market participants to notify ASIC if it suspects a person of engaging in insider trading or manipulative trading.
July 2, 2021 -
279Australia & NZ
ASIC Outlines Expectations on Activist Short Selling
Activist short selling can have a positive impact on market integrity, however it can also unduly distort the price of a target entity's securities, ASIC says.
June 2, 2021 -
168Asia-PacificPhilippine Court Jails Broker for Illegal Trading in 1999
The court's decision represents the first conviction won by the SEC after two decades of pursuing stockbrokers and investors linked to the case.
May 30, 2021 -
629EnforcementSFC to Investigate, Punish Misconduct in ‘Problematic’ IPOs
In a joint statement with the stock exchange, the SFC says it will not hesitate to take enforcement action against intermediaries for IPO-related misconduct.
May 21, 2021 -
326ChinaCSRC Launches Probe into Allegations of Market Manipulation
A fund manager has claimed that at least 18 stocks are being manipulated by the listed companies, private equity funds and publicly offered funds.
May 18, 2021 -
383AML / KYCKorean Lawmakers Push for Tougher Crypto Legislation
Lawmakers are pushing for tougher crypto legislation to protect crypto investors against unfair practices and price manipulation.
May 12, 2021 -
965ChinaChina Consults on Expanded Scope of Futures Law
The revised draft expands the scope of the law to also cover "other derivatives", while also raising penalties for violations.
May 3, 2021 -
750China
China Lawmakers Commence Review of New Futures Law
The law will stipulate rules for futures trading, settlement and delivery systems, establish investor protection mechanisms, and include netting provisions.
April 28, 2021 -
241EnforcementSFC, HK Police Make Arrest Four More in Ramp-and-dump Probe
Three of the four are senior executives of a listed company. They are said to have embezzled over HKD 19 million of the listed company's funds.
April 23, 2021 -
296EnforcementSFC Adds ‘Ramp-and-Dump’ Syndicate Member to Wanted List
An arrest warrant was issued for Zeng Lingxi, an alleged member of a syndicate suspected of operating ramp-and-dump scams on social media.
April 7, 2021
