All posts tagged "Market surveillance"
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629AML / KYCSEBI to Augment Social Media Monitoring to Fight Manipulation
SEBI is working on a 'data lake' project that will use AI, machine learning and NLP tech to analyse unstructured data and augment market surveillance.
January 24, 2020 -
357InternationalIOSCO Issues Final Report Recommending UTC Time Stamping of Trades
Trading venues and their participants should synchronise the clocks they use for timestamping reportable events with coordinated universal time (UTC), IOSCO says.
January 20, 2020 -
586ChinaShanghai Bourse Launches New Market Surveillance System
The new monitoring system will enhance the effectiveness of front-line supervision, ensure fair transactions, and promote the stable and healthy development of the capital market, the SSE says.
January 6, 2020 -
2.2KAML / KYCSFC Unveils Regulatory Framework for Crypto Exchanges
Under the new framework, announced at Hong Kong Fintech Week, platform operators that offer trading in virtual assets classified as securities may seek Type 1 and Type 7 licences from the SFC.
November 7, 2019 -
730AML / KYCStock Connect to Launch Southbound Investor ID Regime “Soon”
The launch of the investor identification regime for southbound trading will mark the first time mainland investors will have their personal information shared with Hong Kong’s regulator.
October 12, 2019 -
843AML / KYCArtificial Intelligence Holds “Immense Potential” for Risk Management – MAS
MAS is using artificial intelligence tools for risk detection and market surveillance, while also working to strengthen protections against cyber risk, data breaches and AI-based discrimination.
May 16, 2019 -
665EnforcementSEBI Directs Exchanges to Check Volatile Stocks for Manipulation
SEBI has asked the BSE and NSE to boost intra-day surveillance to check unusually volatile stocks for possible manipulation.
February 7, 2019 -
532India
SEBI to Upgrade Market Surveillance System and Data Warehouse
India's securities regulator is looking to beef up its IT infrastructure for market surveillance and trade data analysis to improve detection of market violations.
January 4, 2019 -
554AML / KYCHKEX Unveils Details of New Northbound Investor ID Regime
HKEX to launch secure file transfer protocol service for exchange participants later this month to ensure smooth transition to new investor ID regime for northbound trading, set for 17 September.
August 27, 2018 -
511China
Stock Connect ID System for Northbound Trades Slated for September Launch
Northbound investor ID system is scheduled to be implemented on 10 September, pending market readiness and regulatory approval, and will not affect the business of existing market participants.
August 13, 2018
