Intermediaries are asked to submit their BCAN-CID Mapping Files as soon as possible to ensure sufficient time to verify the data and rectify any errors.
February 7, 2023Firms that have not completed the mandatory E2E Test yet are reminded to complete the test "as soon as possible".
July 19, 2022The Stock Exchange of Thailand has received SEC approval to tighten its market surveillance measures, effective from 4 April.
March 24, 2022The FSA published the principles to catalyse further development of model risk management practices in the industry and prevent risk.
November 23, 2021Securities firms offering trading, exchange or underwriting services will be required to ensure customers register their foreign beneficiaries.
August 8, 2021The licences permit OSL Digital Securities to operate regulated brokerage and automated trading services for digital assets.
December 16, 2020NICE Actimize uses artificial intelligence and analytics to spot market abuse, conduct risk and suspicious communications early on, thereby preventing reputational, financial and regulatory risk.
December 16, 2020The Spotlight Review looks at current and future challenges that FICC market participants face in market surveillance and the impact of machine learning.
August 4, 2020SEBI is working on a 'data lake' project that will use AI, machine learning and NLP tech to analyse unstructured data and augment market surveillance.
January 24, 2020Trading venues and their participants should synchronise the clocks they use for timestamping reportable events with coordinated universal time (UTC), IOSCO says.
January 20, 2020