The measures include better disclosures about investment products and services and a ban on inducements for “execution-only” sales.
May 26, 2023US banks are working on updating their emergency response and risk capabilities, along with business continuity plans, to tackle the social media threat.
May 19, 2023FCA executive director Sarah Pritchard said the new regime will apply to all firms marketing cryptoassets to UK consumers, regardless of where they are based.
April 26, 2023FIs that regularly conduct marketing and distribution activities would have to identify senior managers to exert oversight over these activities.
April 26, 2023The requirements were set to come into force on 30 June, with labelling and disclosure reforms slated for 2024. These proposed dates will be adjusted.
March 30, 2023The review will consider enhancements to the MIS framework to identify gaps and reduce undue financial risk for investors.
March 13, 2023The proposals include increasing individuals privacy rights and imposing additional obligations on organisations in possession of personal data.
February 20, 2023The legislation will bring BNPL products under the FCA's regulatory remit, and require BNPL providers to conduct affordability checks.
February 15, 2023A review will be undertaken this year to assess whether marketing and advertising comply with MiFID II disclosure rules.
January 18, 2023SRI Funds will have to allocate at least two-thirds of their NAV to their sustainable investment objective.
January 11, 2023