European financial regulator faces up to criticisms of its plans for ESG label rules, with concerns focusing on the EU’s SFDR.
January 27, 2023A review will be undertaken this year to assess whether marketing and advertising comply with MiFID II disclosure rules.
January 18, 2023The guidelines include templates firms can use to apply for permission to operate DLT market infrastructure under the EU's DLT Pilot Regulation.
December 23, 2022DTCC’s Joseph Capablanca discusses the importance of the LEI for improving transparency, cutting costs, and reducing operational risk in the global financial industry.
October 28, 2022Firms will need to help clients understand the concept of sustainability preferences and explain differences between products with and without sustainability features.
September 29, 2022Planned tax cuts will benefit banks. The FCA, PRA and PSR may be merged. China may be declared a threat to national security.
September 6, 2022Increased regulatory scrutiny of CFDs highlights the need for a renewed focus on financial literacy and investor education, says Emma Parry.
June 14, 2022MAS finalised the best execution requirements in September 2020, giving firms an 18-month transitional period for compliance.
March 8, 2022Ahead of COP26 in November, a plethora of regulatory and legislative changes as well as industry-level initiatives will drastically impact the ESG investing space.
January 14, 2021In a new report, the EU's High-Level Forum on capital markets union offers specific recommendations on developing deeper, more dynamic and more harmonised markets across EU member states.
June 11, 2020