All posts tagged "MiFID II"
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597Asia-PacificFundForum: European Policy Impacts on APAC Asset Managers
MiFID II and GDPR have been the biggest European regulations to impact asset management firms in Asia, according to FundForum panellists last week.
September 10, 2018 -
340Asia-PacificRegulatory Coordination Needed to Reduce Inefficiencies in APAC – Report
With regulation continuing to play a prominent role in Asia over the next five years, China’s Belt and Road initiative is likely to drive increased coordination between the region’s regulators, says a new report from Broadridge and Kapronasia.
September 5, 2018 -
876Contributed ArticleThe Banking Industry’s $850bn Behavioural Problem
If banks are serious about avoiding future fines and losses, the solution lies first and foremost in developing a robust risk culture across the entire organisation.
August 7, 2018 -
520Asia-PacificTechnology and Regulation: Rapidly Reforming the Funds Industry
The Asian funds industry is undergoing a period of fundamental change and challenge. This is a result of shifting investor demographics, rapid technological development, the emergence of technology firms and tightening regulation.
July 25, 2018 -
205Asia-PacificLEI Transition Period For MiFID II To End In July – ESMA
The six month transition period put in place in December 2017 to allow firms to obtain LEIs to comply with MIFID will end on 2 July 2018, as ESMA rules out any extensions in a new statement.
June 21, 2018 -
171Asia-PacificFund Managers Negative on MiFID II Research Unbundling – Report
New RSRCHXchange survey reveals non-European fund managers negative about unbundling requirements, while recognising positive impact for investors; impact expected to be felt Asia within 2-4 years.
June 20, 2018 -
198InternationalExempt Post-trade Risk Reduction Services from EMIR Clearing Obligations – ISDA
ISDA white paper touts compression and counterpart rebalancing as “crucial” post-trade risk management tools that should be exempt from clearing obligations under EMIR.
April 12, 2018 -
317International
MiFID II Could Kill Quality Investment Research
If almost all communications between sales-traders and clients is classified as “research”, severe distortions will hit the economics of quality investment insights.
April 9, 2018 -
402International
Who’s Picking up the MiFID II Bill?
MiFID II’s rollout into the middle of a market reversal and complaints about asset manager fees couldn’t have come at a worse time.
March 12, 2018 -
396Asia-PacificResearch in an Unbundled World
Buy-side firms are finding their way to new ways of profiting from their research, and market volumes appear unaffected in the early stages of the MiFID II era.
February 8, 2018
