DTCC says the regulatory frameworks and standards contained within the PFMI are sufficient to address climate-related financial risks faced by FMIs.
February 3, 2023Investments in financial industry sector funds will be prohibited. The SEC will be able to collect employee trading data via an automated electronic system.
February 2, 2023The "Virtual Currency Tracking System" will be launched as part of a new cloud system that will allow other agencies to leverage prosecutors' investigative and forensics expertise.
January 31, 2023The case was the first in which the FSC imposed a penalty for market order disruptions as a result of high-frequency algorithmic trading.
January 31, 2023New FinCEN alert lists potential red flags and typologies involving attempted sanctions evasion in the CRE sector by sanctioned Russians and their proxies.
January 30, 2023The FSS says unfair trade practices and market manipulation are occurring in private placements of convertible bonds.
January 26, 2023Korea will abolish the complex registration system for foreign investors, require English disclosures from listed companies, and establish a regulatory framework for security tokens.
January 25, 2023The rules are intended to ensure control and ownership stay "well-diversified" and major shareholders are 'fit and proper'.
January 18, 2023New guidelines require the use of biometric authentication systems to prevent password sharing among managers and employees.
January 18, 2023At a forum on Monday, FSS governor Lee Bok-hyun also said accounting standards will be established to require companies to disclose their crypto exposures.
January 17, 2023