All posts tagged "Monitoring"
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450Fintech / RegtechCCP12 Publishes Best Practices to Address Outsourcing Risk
As CCPs move to more complex supply chain models, proper oversight mechanisms and controls need to be in place to manage the risks introduced by third-parties.
July 26, 2019 -
479Australia & NZNew Zealand FMA Assesses Financial Sector Cyber Resilience
Market participants appear to be relying heavily on protective measures, while underinvesting in detection measures as part of their overall cyber-resilience, the FMA said.
July 19, 2019 -
1.2KAML / KYCFATF Issues Guidance on Terrorist Financing Risk Assessments
The guidance provides good approaches, relevant information sources and practical examples for practitioners to consider when assessing terrorist financing risk at the jurisdiction level.
July 8, 2019 -
758Fintech / RegtechFSB Issues Report to G20 on Crypto-Asset Regulation
Forward-looking risk assessments are needed in crypto-asset markets to identify trends that may give rise to financial stability and other risks and assess their potential significance early on.
June 4, 2019 -
516AML / KYCWolfsberg Group Endorses APAC Toolkit for Tackling Human Trafficking
The Wolfsberg Group has endorsed the latest Anti Human Trafficking Toolkit from the Thomson Reuters Foundation, tailored for use in Asia Pacific by banks and financial institutions.
April 26, 2019 -
566AML / KYC
FMA Monitoring Report Reveals Multiple AML/CFT Deficiencies
New Zealand’s Financial Markets Authority has released a report highlighting failures in reporting entities' AML/CFT programmes, risk assessments and customer due diligence.
April 2, 2019 -
1.2KEnforcementUPDATED – Multiple Indian Banks Penalised for Rule Violations
The latest penalties involve banks' non-compliance with RBI directions on the monitoring of borrowers' end use of loan funds, as well as failures related to KYC/AML compliance.
February 13, 2019 -
556Asia-PacificPhilippine Banks Required to Report on Deposit, Loan Rates
Bank interest rates on loans and deposits will be published to allow consumers to compare costs, and to enhance the BSP's monitoring and analysis.
February 8, 2019 -
563EnforcementSEBI Directs Exchanges to Check Volatile Stocks for Manipulation
SEBI has asked the BSE and NSE to boost intra-day surveillance to check unusually volatile stocks for possible manipulation.
February 7, 2019 -
883Fintech / RegtechSWIFT to Test New Gateway Enabling gpi for E-commerce
The proof-of-concept will enable gpi payment initiation, end-to-end payment tracking, payer authentication and credit confirmation for on trade platforms.
February 1, 2019
