All posts tagged "Monitoring"
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1.1KEnforcementSGX RegCo Enhances Market Surveillance with Artificial Intelligence
The introduction of AI will help isolate unusual activity by learning from historical trading patterns and filtering out noise.
February 13, 2020 -
248KoreaS. Korean Government Pledges $1.6b to Support New SME Loans
Funding will be provided through policy banks to help SMEs, small merchants, and self-employed business owners address financing challenges amid the coronavirus outbreak.
February 10, 2020 -
295Australia & NZNew Zealand Consults on Options to Increase FMA Funding
Under the base case, the FMA needs an additional NZ$20mn in annual funding to respond to cost pressures brought on, in part, by the new financial advice regime.
February 3, 2020 -
337InternationalIOSCO Issues Final Report Recommending UTC Time Stamping of Trades
Trading venues and their participants should synchronise the clocks they use for timestamping reportable events with coordinated universal time (UTC), IOSCO says.
January 20, 2020 -
227Australia & NZCyber Resilience Practices at Financial Firms Improving: ASIC
Improvements have been seen at larger firms in response planning, mitigation action planning, and to ensure events that occur are contained, do not propagate, and neutralised as quickly as possible.
December 19, 2019 -
404International
IOSCO Unveils Framework for Monitoring Leverage-related Risks in Funds
IOSCO has developed a framework for monitoring leverage across all types of investment funds globally, to help regulators assess leverage-related risks that can undermine financial stability.
December 16, 2019 -
488MalaysiaMalaysia Finalises Requirements for Electronic Trading Platforms
The new rules went into effect on 11 November and require that electronic trading platforms and networks obtain prior approval from the central bank before offering services in Malaysia.
November 13, 2019 -
951FeatureSFC Issues Guidance on Outsourcing of Data Storage
Licensed corporations must ensure cyber and operational risks are properly mitigated and that the SFC’s access to regulatory records is not restricted or otherwise undermined.
November 1, 2019 -
662EnforcementFSC Korea to Boost Supervisory Capacity to Prevent Mis-selling
The FSC will reportedly increase the number of banking, financial investment and asset management experts it has on staff for inspections of banks, security firms and insurers.
October 21, 2019 -
1.0KAML / KYCFighting Financial Crime: HSBC Unveils New AML Tool
The tool, which was deployed in the UK and Hong Kong on August 30, will be rolled out in a further 39 markets through 2020.
October 10, 2019
