All posts tagged "mutual funds"
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131IndiaSEBI Finalises Amendments to Investment Adviser Rules
The final rules increase the net worth, qualification and experience requirements for investment advisers and introduce client-level segregation of advice and distribution activities.
July 8, 2020 -
411EnforcementSEBI Orders Special Audit of Shuttered Franklin Templeton Funds
A forensic audit firm has reportedly been tasked with determining whether Franklin Templeton colluded with bond issuers and if conflicts of interest were present at the firm.
June 3, 2020 -
453India
SEBI Panel Proposes Creation of ‘Social Stock Exchanges’
Non-profit organisations should be allowed to directly list bonds on social stock exchanges housed within existing exchanges such as the BSE or NSE, the SEBI panel suggests.
June 2, 2020 -
270India
SEBI Provides Exit Route for Franklin Templeton Investors
Franklin Templeton will be allowed to list units of its six shuttered mutual funds on stock exchanges, providing an alternate exit route to investors whose money is trapped.
May 21, 2020 -
644India
SEBI Defends Rules Limiting Mutual Fund Investment in Unlisted Debt
SEBI was responding to recent comments by Franklin Templeton's president, which appeared to in part blame the rules for the closure of six India funds.
May 10, 2020 -
585Enforcement
SEBI Initiates Probe into Franklin Templeton Fund Closures
SEBI is reported looking to determine whether the firm violated rules, breached its fiduciary duty, or failed to act in investors' best interests.
May 6, 2020 -
610India
SEBI Defers New Risk Management Norms for Mutual Funds
Mutual funds now have until 30 June to comply with new norms on liquid assets, sector exposures, and money market and debt securities valuations.
May 1, 2020 -
645Asia-PacificAustralia, NZ, China, Japan Get Low Grades on Fund Regulation, Tax
Australia, New Zealand, China, Japan are among the nations that have received the lowest scores on tax settings and regulatory regimes for the managed funds industry, according to a new Morningstar study.
May 1, 2020 -
660Capital RegulationRBI Expands Mutual Fund Liquidity Facility to All Banks
Initially, funding under the special liquidity facility for mutual funds was only available to banks that use the RBI's liquidity adjustment facility window.
May 1, 2020 -
215India
SEBI Extends Mutual Fund Deadlines for Lowering Unlisted Debt Holdings
Mutual funds will now have until 30 September to reduce their holdings of unlisted non-covertible debentures to 15% of assets, and until 31 December to reduce it to 10%.
April 30, 2020
