All posts tagged "mutual funds"
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426IndiaSEBI Introduces Mandatory Stewardship Code for Fund Managers
The new stewardship code will help institutional investors protect their clients' wealth, improve corporate governance, and promote the development and regulation of the securities market.
December 28, 2019 -
407India
SEBI to End Usage of Pool Accounts for Mutual Fund Transactions
SEBI found that trading and clearing members used by mutual funds were diverting client funds and securities to meet their own or third-party margin or settlement obligations.
December 26, 2019 -
331India
SEBI Restricts FPI Service Provisioning by Local Asset Managers
Asset management companies can provide management and advisory services to "appropriately regulated entities" such as pension funds, insurance companies, banks and mutual funds.
December 18, 2019 -
252Asia-PacificBangladesh Regulator Approves Rules for ‘Alternative Trading Board’
The Bangladesh Securities and Exchange Commission has approved a set of rules to enable the trading of non-listed companies on a new ATB board.
December 6, 2019 -
374Asia-PacificSET Launches Interbank Payment System for Securities Transactions
The new system will provide greater convenience for investors, alleviate intermediaries' cash management burden, and mitigate payment risks in the banking system.
November 13, 2019 -
338AML / KYC
SEBI Allows Intermediaries, Funds to Use Aadhaar for e-KYC
Intermediaries and mutual fund distributors are not allowed to store investors’ Aadhaar numbers “under any circumstances”.
November 8, 2019 -
333India
SEBI Prescribes New Limits for Debt Fund Exposures
The regulatory has prescribed new limits for debt mutual funds’ investment in unlisted, unrated and credit enhanced securities, and tightened sector and group level exposure limits.
October 10, 2019 -
358India
SEBI Issues Norms for Funds on Money Market, Debt Valuations
Mutual funds should value money market and debt securities using the waterfall approach on the basis of traded yields, SEBI said in a circular.
October 1, 2019 -
498Hong KongHong Kong to Regulate Fund Trustees, Custodians
Fund trustees and custodians in Hong Kong are not subject to any licensing regime or ongoing supervision. The SFC proposes to regulate them under a new type of regulated activity, RA 13.
September 30, 2019 -
512IndiaRBI Task Force Urges Development of Secondary Market for Loans
The task force recommends easing rules for loan asset securitisation, and to allow secondary market participation from funds and insurers.
September 5, 2019
