All posts tagged "mutual funds"
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1.4KFeatured ArticlesHong Kong, Singapore Gear Up Reform in Asset Management Sector
Remi Toucheboeuf at BNP Paribas Securities Services sat down with Regulation Asia to talk about new opportunities for fund managers in Hong Kong and Singapore.
October 4, 2018 -
345ChinaChina Urges Analysts to Avoid “Negative Comments” on Stock Market
The CSRC is looking to avoid the spread of negative sentiment among retail investors as the Shanghai Composite Index falls to a three year low amid trade war tensions.
September 20, 2018 -
348IndiaSEBI Imposes New Caps on Mutual Fund Fees
The new caps link total expense ratios to assets under management, in a bid to pass on the benefits of scale to investors and improve transparency in the industry.
September 19, 2018 -
574Asia-PacificThailand, Clearstream to Link Funds Platforms by Early 2019
The link will give international investors access to Thai funds and in due course provide Thai investors access to international funds markets.
September 10, 2018 -
389India
SEBI Concerned About AUM Concentration Among Mutual Funds
SEBI chairman expressed concern about the high concentration of AUM among the top mutual funds and spoke of the need for greater competition in the industry.
August 27, 2018 -
427Hong KongHong Kong’s Revised OFC Regime Goes Into Effect
Hong Kong’s new open-ended fund regime that will allow OFCs to be set up as corporates takes effect on 30 July.
July 30, 2018 -
352Enforcement
SEBI Warns Asset Managers on Dividend Distribution Practices
SEBI chairman asked fund managers to ensure they are safeguarding investor interests while highlighting lapses involving dividends that were distributed without the consent of board trustees.
July 26, 2018 -
354India
SEBI Mulls Cap On Fund Distributor Commissions
India’s securities regulator will cap distributor commissions at 1.5-2% on debt funds and 4-5% on equity funds to prevent mis-selling of funds to consumers.
July 26, 2018 -
1.1KAsia-PacificBangladesh to Introduce Alternative Trading Board
Officials say any equity, corporate bond, derivative or open-end mutual fund can be traded on the new platform, with no capital or disclosure requirements.
July 21, 2018 -
318Asia-PacificThailand to Expand Collateral Allowed for Margin Trading
The SEC is consulting on allowing debt instruments, government securities, and mutual fund units as collateral for margin accounts at securities firms.
July 16, 2018
