All posts tagged "Nasdaq"
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519Fintech / RegtechNasdaq Publishes Guide on Global Crypto Regulation
Nasdaq has published a summary of laws and regulations governing the trading of crypto assets around the world.
April 14, 2022 -
757ChinaUS Bourses Explore IPOs from SE Asia Amid Chinese Withdrawal
Continued regulatory scrutiny from Chinese and US regulators has reportedly compelled US exchanges to explore IPO hopefuls from India, Indonesia, Vietnam and Malaysia.
December 24, 2021 -
608FeatureHKEX Finalises Framework for SPAC Listings in Hong Kong
The new framework takes effect on 1 January. A SPAC’s securities must be distributed to at least 20 institutional professional investors, down from 30 proposed during consultation.
December 20, 2021 -
470Big PictureExchanges Can Help Minimise Broker-Dealer Operational Risk
A paper by Citadel Securities, NYSE, Nasdaq, MIAX, MEMX, and BOX says exchanges can provide an additional layer of protection on top of broker-dealers' own risk controls.
September 13, 2021 -
302Australia & NZASX November Outage Caused By Hasty Trading System Launch
An independent review commissioned by ASIC and RBA found that ASX’s upgraded equity trading system was not ready to go-live.
August 24, 2021 -
641Securities & TradingSGX to Consult on Sustainability Reporting Enhancements “Soon”
The consultation will seek views on incorporating the TCFD recommendations, specific metrics to improve data comparability, assurance requirements, and board diversity disclosures.
August 10, 2021 -
182Securities & Trading
US SEC Approves Nasdaq Proposal on Board Diversity
The new rules will require listed companies to meet race and gender targets, or explain in writing why they have failed to do so.
August 8, 2021 -
445ChinaSingapore’s CTX to Debut Cross-border Trading of China Carbon Credits
Cyberdyne Tech Exchange said its carbon neutrality tokens, or CNTs, would pave the way for carbon credits to be transferred across international borders.
July 28, 2021 -
382ChinaChina to Tighten Oversight of Overseas Listings
Chinese authorities will step up supervision of companies that list overseas to improve regulation of cross-border data flows and security.
July 8, 2021 -
343FeatureSGX, Nasdaq Partner to Enhance ESG Visibility of APAC Issuers
The addition of SGX data to Nasdaq’s sustainable bond network will enhance transparency of green, social and sustainability bonds in Asia Pacific.
June 16, 2021
