All posts tagged "Nasdaq"
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571EnforcementGoldman, Credit Suisse Raided in Seoul in Samsung BioLogics Probe
Prosecutors are reportedly looking for information about a scrapped Nasdaq listing of a Samsung BioLogics subsidiary, to shed light on possible accounting irregularities.
April 15, 2019 -
460Australia & NZUS SEC Recognises NZX as Designated Offshore Market
NZX participants will no longer be required to maintain a reasonable belief that clients are non-US domiciled persons in order to trade on their behalf.
April 12, 2019 -
657Big PictureISDA Lays Out CCP Best Practices Following Nasdaq Default
Clearinghouses should consider multiple risk factors in determining exposure and put more of its own capital on the line to manage defaults before dipping into the member default fund.
January 25, 2019 -
278IndiaSEBI Consults on Proposals to Allow Indian Firms to List Overseas
An expert panel constituted by SEBI has issued recommendations that, if adopted, would enable Indian firms to list overseas and foreign companies to list directly in India.
December 5, 2018 -
577FeatureFIA Updates CCP Risk Management Framework After Nasdaq Member Default
The industry body has updated its 2015 framework for CCP risk management to include more robust and transparent margining and higher skin in the game.
November 29, 2018 -
4.3KAsia-PacificRegulation Asia Awards for Excellence 2018 – Results Announcement
Regulation Asia held its first ever Awards ceremony on 13 November to recognise technology companies, legal and consulting firms, and exchanges that have helped shape the regulatory landscape in Asia Pacific over the past year.
November 16, 2018 -
543FeatureMAS, SGX Develop DvP Prototypes for Settlement of Tokenised Assets
MAS and SGX have developed delivery versus payment capabilities for the settlement of tokenised assets across different blockchain platforms, which they say can help simplify post-trade processes and further shorten settlement cycles in capital markets.
November 12, 2018 -
363Hong KongHKEX to Roll Out Nasdaq Real-Time Risk Technology
The technology provides HKEX with a single point-of-entry for risk management across its markets and enables CCPs more efficient operations and regulatory compliance.
October 10, 2018 -
381Australia & NZ
NZX Signs MoU with Shanghai Stock Exchange
The NZX board is making a conscious effort to move away from a domestic focused strategy and to develop global links, said its chairman James Miller in a letter to shareholders.
October 4, 2018 -
364Australia & NZ
NZX, Nasdaq Agree to Explore Cross Market Access
The exchanges will explore opportunities to promote dual listings, depository receipts, ETFs and broader market development initiatives.
September 12, 2018
