All posts tagged "Nasdaq"
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286Big PictureExchanges Can Help Minimise Broker-Dealer Operational Risk
A paper by Citadel Securities, NYSE, Nasdaq, MIAX, MEMX, and BOX says exchanges can provide an additional layer of protection on top of broker-dealers' own risk controls.
September 13, 2021 -
149Australia & NZASX November Outage Caused By Hasty Trading System Launch
An independent review commissioned by ASIC and RBA found that ASX’s upgraded equity trading system was not ready to go-live.
August 24, 2021 -
423Securities & TradingSGX to Consult on Sustainability Reporting Enhancements “Soon”
The consultation will seek views on incorporating the TCFD recommendations, specific metrics to improve data comparability, assurance requirements, and board diversity disclosures.
August 10, 2021 -
120Securities & TradingUS SEC Approves Nasdaq Proposal on Board Diversity
The new rules will require listed companies to meet race and gender targets, or explain in writing why they have failed to do so.
August 8, 2021 -
274ChinaSingapore’s CTX to Debut Cross-border Trading of China Carbon Credits
Cyberdyne Tech Exchange said its carbon neutrality tokens, or CNTs, would pave the way for carbon credits to be transferred across international borders.
July 28, 2021 -
234ChinaChina to Tighten Oversight of Overseas Listings
Chinese authorities will step up supervision of companies that list overseas to improve regulation of cross-border data flows and security.
July 8, 2021 -
277FeatureSGX, Nasdaq Partner to Enhance ESG Visibility of APAC Issuers
The addition of SGX data to Nasdaq’s sustainable bond network will enhance transparency of green, social and sustainability bonds in Asia Pacific.
June 16, 2021 -
276AML / KYCUS Court Lifts Investment Ban Against Luokung Technology Corp
Separately, China Mobile, China Unicom and China Telecom have lost their appeals of a NYSE decision to delist their shares.
May 11, 2021 -
525KoreaKRX to Ease Requirements for Listing on KOSPI
The new rules are expected to facilitate the realisation of the "Korean version of Tesla", the US automaker which listed on the Nasdaq in 2010 based on market cap.
February 12, 2021 -
305ChinaLuckin Coffee Files for Bankruptcy to Facilitate Restructuring
Luckin said it will continue to pay suppliers, vendors and employees while it negotiates with its stakeholders regarding a restructuring of its financial obligations.
February 9, 2021
