All posts tagged "Nasdaq"
-
791Hong KongHKMA May Replace State Street as Manager of Tracker Fund
State Street will no longer be able to buy shares in companies sanctioned by the US, including China Mobile and China Unicom.
January 13, 2021 -
489ChinaFTSE Russell to Remove More Chinese Companies from Indexes
The three companies being removed are China United Network Communications, Semiconductor Manufacturing International Corporation and Nanjing Panda Electronics.
January 6, 2021 -
401ChinaUPDATED – NYSE Commences, Then Halts Delisting of Chinese Companies
NYSE will no longer delist the ADRs of China Telecom, China Mobile and China Unicom "in light of further consultation with relevant regulatory authorities".
January 5, 2021 -
641AML / KYCOFAC Extends Chinese Military Company Ban to Subsidiaries
In a set of FAQs, OFAC has clarified that Executive Order 13959 also applies to subsidiaries, derivatives, ETFs, index funds and mutual funds.
January 3, 2021 -
208Securities & Trading
NYSE Gets SEC Green Lights to Allow Direct Listings
Companies will be able to directly sell shares in an auction without a traditional underwriter, enabling investors to participate in new listings more readily.
December 30, 2020 -
419AML / KYCMSCI, Nasdaq Announce Removal of Chinese Companies from Indices
MSCI, Nasdaq, S&P Dow Jones Indices and FTSE Russell have now all announced the removal of Chinese companies from their indexes to comply with last month's executive order.
December 17, 2020 -
717FeatureSGX Launches New Sustainability Platform, Plans New ESG Products
SGX is bringing third-party ESG ratings to Singapore listed companies and will introduce new ESG-focused investment and risk management products.
December 16, 2020 -
365AML / KYCUS Designates Four More Companies as Linked to Chinese Military
US investors will be prohibited from buying securities issued by the four companies, which include CNOOC and SMIC, from 1 February 2021.
December 7, 2020 -
808FeatureHKEX Proposes to Raise Profit Requirement for New IPOs
One option HKEX proposes is to raise the profit requirement for companies seeking to list in Hong Kong threefold, reflecting the growth of the Hang Seng Index since 1994.
November 30, 2020 -
485Australia & NZASX Suffers Near Full Day Outage Due to ‘Software Issue’
ASIC said it was focused on ensuring that market integrity is not compromised and that it would monitor for any impacts resulting from Monday's failure.
November 16, 2020
