All posts tagged "national security"
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139Big PictureBank Culture Regarded as Critical Governance Priority: Report
Financial regulators are prioritising psychological safety, ‘speak up’ culture, and the ability to “predict and prevent” stakeholder harm, says a report from Starling.
May 16, 2022 -
573AML / KYCUS Considers Sanctions Against China’s Hikvision: Reports
The possible inclusion of Hikvision on the SDN List would have far-reaching consequences because its equipment is used -in more than 180 countries.
May 10, 2022 -
418AML / KYCOFAC Sanctions Crypto Mixer, 49 More Wallet Addresses
Crypto mixer Blender.io was used to process over $20.5mn of the crypto stolen from the Axie Infinity hack in March, OFAC said.
May 9, 2022 -
814ChinaUS-China Talks on Audit Cooperation in ‘Late Stage’ – Reports
The talks are described as "late stage" due to concessions made by the CSRC. The SEC has added over 80 more companies to a list of Chinese firms that could be delisted in New York.
May 9, 2022 -
337AML / KYCChina Proposes to Enhance Licencing System for Dual-use Goods
The draft regulations are aimed at fulfilling China's international obligations on non-proliferation and addressing the fragmented structure of the existing rule system for export controls.
April 27, 2022 -
395AML / KYCHong Kong to Propose Regulatory Regime for Crowdfunding
The government will issue a consultation this year proposing a licensing or registration requirement for crowdfunding platforms in Hong Kong.
April 20, 2022 -
396AML / KYCUS Omnibus Bill Grants FinCEN 27pc Budget Increase
The additional budget is to allow FinCEN to respond to the situation in Ukraine, including expenses foreign government personnel to attend meetings and training.
March 18, 2022 -
715ChinaChina to Concede to US Regulators on Audit Supervision Issue
Chinese regulators plan to allow some companies to provide some audit information to the PCAOB, and provide additional clarity on what information can and cannot be disclosed overseas.
March 17, 2022 -
1.1KChinaUS Bill Targets Private Securities Offerings by Chinese Firms
Private US securities offerings by China-based companies could become subject to the same scrutiny as publicly traded securities, says Nick Morgan.
March 15, 2022 -
569AML / KYCUS President Calls for Comprehensive Approach to Digital Assets
The US Treasury and other agencies are directed to submit a series of reports within six months recommending a policy approach for digital assets.
March 10, 2022
